DFX Intelligence

W••••• M••••••••• S••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

W••••• M••••••••• S••••••••

W••••• M••••••••• S•••••••• LLC, CRD 264793

EXTON, PA

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Search this name across graphsid dfx:ria:43aa4500-d1bc-9f65-f0c5-01e4b3dca910

Data as of Mar 26, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 10
On other graphs: 1
Observed: Aug 26, 2015 to Mar 26, 2024
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

W••••• M••••••••• S••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $389M••• Locked
Discretionary RAUM: $389M
Private client RAUM: $375Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••••• M•••••• T•••••	Member	E	yes	07/2021	Nov 4, 2015	Mar 26, 2024
H•••••••• M•••••• T•••••	President	Na	yes	07/2021	Nov 4, 2015	Mar 26, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Princeton	Nj	United States	3	no
Annapolis	Md	United States	2	no
Fulton	Md	United States	1	no
Lititz	Pa	United States	1	no
n/a	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$389M	$352M	10.5%	$177M	30.1%	6	6	5	5

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• W••••• M••••••••• L••	2	Aug 7, 2024	May 17, 2024	EXTON, PA	Team lift out	RIA to RIA	66.7%

Relationships

Controls (4)

← H••••••• M•••••• L••••••••OwnerMEMBER, ownership code E, individual
Jul 1, 2021 to presentfactForm ADV
← H•••••••• M•••••• T•••••OwnerMEMBER, ownership code E, individual
Nov 4, 2015 to presentfactForm ADV
← M••• H•••••• • C••• L••OwnerMEMBER, ownership code C, domestic entity
Jul 1, 2021 to presentfactForm ADV
← S••••• B•••• P•••••••• L••OwnerMEMBER, ownership code D, domestic entity
Jul 1, 2021 to presentfact

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 7, 2024
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors
Occurred
Aug 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43aa4500-d1bc-9f65-f0c5-01e4b3dca910
First observed: Aug 26, 2015
Last observed: Mar 26, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.