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Advisor at RBC CAPITAL MARKETS, LLC
Orono, MN | WAYZATA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jan 4, 2024 | n/a | yes | WAYZATA, MN|Orono, MN | Current employment |
| ENVOI LLC | Former SEC adviser | Jun 11, 2014 | Jan 17, 2023 | no | MINNEAPOLIS, MN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 25, 2009 | Jan 7, 2014 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ENVOI LLC | RBC CAPITAL MARKETS, LLC | Jan 17, 2023 | Jan 4, 2024 | 352 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ENVOI LLC | Jan 7, 2014 | Jun 11, 2014 | 155 | Firm change | Other |