DFX Intelligence

E•••••••• A•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

E•••••••• A•• C••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Indianapolis, IN

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Search this name across graphsid dfx:ria:1ee71536-c0d0-5416-ed0e-21498a09d501

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 15, 2024	n/a	yes	Indianapolis, IN	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 8, 2018	Nov 25, 2024	no	Indianapolis, IN\|Indianapolis, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	A••••••••• F•••••••• S•••••••• L••	Nov 25, 2024	Nov 15, 2024	-10	Firm change	Ibd to ibd
S•••••••• A•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Sep 27, 2018	Oct 8, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:6363:IN:2024-11-19	Nov 25, 2024	Nov 15, 2024	INDIANAPOLIS, IN	Firm change
205:226606:IN:2015-08-11	Aug 11, 2015	Aug 11, 2015	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 15, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 8, 2018 to Nov 25, 2024factForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2015 to Sep 27, 2018factForm ADV
→ D•••• A• N•••• • C••••••

Dated events

Occurred
Nov 25, 2024
Advisor changed firm
E•••••••• A•• C•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-11-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ee71536-c0d0-5416-ed0e-21498a09d501
First observed: Jul 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.