DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 29, 2025 | n/a | yes | AUSTIN, TX | Current employment |
| U••• C•••••• W••••• A•••••••• L•• | Bd affiliated wealth | Jun 30, 2021 | Jun 18, 2025 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• C•••••• W••••• A•••••••• L•• | L•• F•••••••• L•• | Jun 18, 2025 | May 29, 2025 | -20 | Firm change | Ibd to ibd |
| U••• R•• L•• | U••• C•••••• W••••• A•••••••• L•• | Jun 30, 2021 | Jun 30, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288199:6413:TX:2025-06-18 | Jun 18, 2025 | May 29, 2025 | AUSTIN, TX | Firm change |
| U••• R•• L•• | Former SEC adviser | Apr 29, 2013 | Jun 30, 2021 | no | HOUSTON, TX|AUSTIN, TX | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Dec 1, 2003 | May 2, 2013 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Sep 25, 2001 | Feb 14, 2003 | no | AUSTIN, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to RIA |
| R•••••• J•••• • A••••••••• I••• | U••• R•• L•• | May 2, 2013 | Apr 29, 2013 | -3 | Firm change | Other |
| E•••••••• A•••••••• L•• | R•••••• J•••• • A••••••••• I••• | Feb 14, 2003 | Dec 1, 2003 | 290 | Firm change | Ibd to ibd |