DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• W••••• H•••

L•• F•••••••• L••BD affiliatedAustin, Txdual registrantIAPD 2768019

Feed of 09/14/2026

Also filed as G••••• W••••• H•••

At current firm

1 y

since May 29, 2025

In the industry

24 y

since Sep 24, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 29, 2025 · Austin, Tx
U••• C•••••• W••••• A•••••••• L•• BD affiliated
Jun 30, 2021 to Jun 18, 2025 · Austin, Tx
U••• R•• L•• former
Apr 29, 2013 to Jun 30, 2021 · Houston, Tx
R•••••• J•••• • A••••••••• I••• national BD
Dec 1, 2003 to May 2, 2013 · Austin, Tx
E•••••••• A•••••••• L•• national BD
Sep 25, 2001 to Feb 14, 2003 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

U••• C•••••• W••••• A•••••••• L•• to L•• F•••••••• L••
left Jun 18, 2025, registered May 29, 2025 (-20 days) · Affiliated broker-dealer or bank to another · moved with a team
U••• R•• L•• to U••• C•••••• W••••• A•••••••• L••
left Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
R•••••• J•••• • A••••••••• I••• to U••• R•• L••
left May 2, 2013, registered Apr 29, 2013 (-3 days) · Other
E•••••••• A•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 14, 2003, registered Dec 1, 2003 (290 days) · Affiliated broker-dealer or bank to another

Signals

G••••• W••••• H••• left U••• C•••••• W••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-05-29)
Jun 18, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address