DFX Intelligence

J••••• J••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J••••• J••• M•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Mahopac, NY | Amawalk, NY

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Search this name across graphsid dfx:ria:1ef2647e-76ae-e23b-b9c4-f84c0eb10e51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 8, 2022	n/a	yes	Mahopac, NY\|Amawalk, NY	Current employment
C••••••• • C••• I•••	Former SEC adviser	Mar 16, 2011	Jun 1, 2023	no	MAHOPAC, NY\|Malden, MA\|MAHOPAC, NY\|MALDEN, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 1, 2023	Dec 8, 2022	-175	Bulk transfer	Ibd to ibd
E•••••• F•••••••• S•••••••• L••	C••••••• • C••• I•••	Dec 9, 2010	Mar 16, 2011

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 8, 2022 to presentfactForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Mar 16, 2011 to Jun 1, 2023factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 16, 2009 to Dec 9, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ef2647e-76ae-e23b-b9c4-f84c0eb10e51
First observed: Oct 16, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.