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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Jason B Cargill

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:1ef2e0b3-963b-f352-69bf-c2c3ccf61b96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 9, 2000
First registration: Jul 29, 2005
Dual registered: yes, broker-dealer
Other names: Jason Brian Cargill|Jason B Cargill|Jason Cargill
IAPD individual key: 3246710

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 12, 2022	n/a	yes	Westlake, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 8, 2021	Jun 22, 2022	no	SAN DIEGO, CA	Previous registration
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Sep 3, 2019	Mar 31, 2020	no	Trophy Club, TX	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 23, 2012	Sep 28, 2018	no	Frisco, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 29, 2005	Nov 17, 2010	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CHARLES SCHWAB & CO., INC.	Jun 22, 2022	Jul 12, 2022	20	Firm change	RIA to ibd
MUTUAL ADVISORS, LLC	LPL FINANCIAL LLC	Mar 31, 2020	Jun 8, 2021	434	Firm change after gap	Ibd to ibd
ADVICE AND PLANNING SERVICES	MUTUAL ADVISORS, LLC	Sep 28, 2018	Sep 3, 2019	340	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Nov 17, 2010	Feb 23, 2012	463	Firm change after gap	Other

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jul 12, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 8, 2021 to Jun 22, 2022factForm ADV
→ MUTUAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 3, 2019 to Mar 31, 2020factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Feb 23, 2012 to Sep 28, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 29, 2005 to Nov 17, 2010factForm ADV

Dated events

Occurred
Jun 22, 2022
Advisor changed firm
Jason B Cargill left Lpl Financial Llc for Charles Schwab & Co., Inc. (registered 2022-07-12)
Form ADVobserved 6 days ago