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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

JOHN DAVID VOGELZANG

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Oceanport, NJ

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Search this name across graphsid dfx:ria:1f0e4e6a-8bb0-aff9-f680-2cb2655fe04e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 2, 2017
First registration: Jul 6, 2017
Dual registered: yes, broker-dealer
Other names: John David VOGELZANG|John Vogelzang|JACK VOGELZANG|Jack David Vogelzang
IAPD individual key: 6321366

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 4, 2025	n/a	yes	Oceanport, NJ	Current employment
ADVISORY SERVICES NETWORK	Independent wealth	Mar 31, 2023	Feb 10, 2025	no	ATLANTA, GA\|OCEANPORT, NJ	Previous registration
SMALLWOOD WEALTH MANAGEMENT	Independent wealth	Aug 10, 2022	Mar 23, 2023	no	RED BANK, NJ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 6, 2017	Apr 20, 2022	no	Forest Hills, NY\|New York City, NY\|Manhasset, NY\|New York City, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISORY SERVICES NETWORK	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Feb 10, 2025	Feb 4, 2025	-6	Firm change	RIA to ibd
SMALLWOOD WEALTH MANAGEMENT	ADVISORY SERVICES NETWORK	Mar 23, 2023	Mar 31, 2023	8	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	SMALLWOOD WEALTH MANAGEMENT	Apr 20, 2022	Aug 10, 2022	112	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Feb 4, 2025 to presentfactForm ADV
→ ADVISORY SERVICES NETWORKRegistered adviserregistration: previous registration
Mar 31, 2023 to Feb 10, 2025factForm ADV
→ SMALLWOOD WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 10, 2022 to Mar 23, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 6, 2017 to Apr 20, 2022factForm ADV

Dated events

Occurred
Feb 10, 2025
Advisor changed firm
John David Vogelzang left Advisory Services Network for Cambridge Investment Research Advisors, Inc. (registered 2025-02-04)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2023
Advisor changed firm
John David Vogelzang left Smallwood Wealth Management for Advisory Services Network (registered 2023-03-31)
Form ADVobserved 4 days ago
Occurred
Apr 20, 2022
Advisor changed firm
John David Vogelzang left Charles Schwab & Co., Inc. for Smallwood Wealth Management (registered 2022-08-10)
Form ADVobserved 4 days ago