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Advisor at FOLGMANN FINANCIAL GROUP LLC
WOODINVILLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOLGMANN FINANCIAL GROUP LLC | State registered | Aug 21, 2020 | n/a | yes | WOODINVILLE, WA | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | May 10, 2013 | Aug 25, 2020 | no | TAMPA, FL|WOODINVILLE, WA|Woodinville, WA | Previous registration |
| FINANCIAL ADVISERS OF AMERICA, LLC | Former SEC adviser | Aug 14, 2009 | May 10, 2013 | no | IRVINE, CA|CARLSBAD, CA | Previous registration |
| BENEFIT FINANCIAL SERVICES GROUP | Independent wealth | May 10, 2007 | Mar 20, 2008 | no | IRVINE, CA | Previous registration |
| BENEFIT FUNDING SERVICES GROUP | n/a | Jan 13, 2005 | Jun 1, 2007 | no | IRVINE, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Dec 3, 2001 | Aug 14, 2009 | no | IRVINE, CA|IRVINE, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | FOLGMANN FINANCIAL GROUP LLC | Aug 25, 2020 | Aug 21, 2020 | -4 | Firm change | RIA to state RIA |
| FINANCIAL ADVISERS OF AMERICA, LLC | J. W. COLE ADVISORS, INC. | May 10, 2013 | May 10, 2013 | 0 | Bulk transfer | Other |
| CETERA ADVISOR NETWORKS LLC | BENEFIT FUNDING SERVICES GROUP | Aug 14, 2009 | Jan 13, 2005 | -1,674 | Firm change after gap | Other |
| BENEFIT FINANCIAL SERVICES GROUP | FINANCIAL ADVISERS OF AMERICA, LLC | Mar 20, 2008 | Aug 14, 2009 | 512 | Firm change after gap | Other |
| BENEFIT FUNDING SERVICES GROUP | BENEFIT FINANCIAL SERVICES GROUP | Jun 1, 2007 | May 10, 2007 | -22 | Firm change | Other |