DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chris Randall Folgmann
Feed of 09/14/2026
At current firm
6 y
since Aug 21, 2020
In the industry
32 y
since May 20, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Folgmann Financial Group LLC state registered currentsince Aug 21, 2020 · Woodinville, Wa
- J. W. Cole Advisors, Inc. BD affiliatedMay 10, 2013 to Aug 25, 2020 · Tampa, Fl
- Financial Advisers Of America, LLC formerAug 14, 2009 to May 10, 2013 · Irvine, Ca
- Benefit Financial Services Group independent RIAMay 10, 2007 to Mar 20, 2008 · Irvine, Ca
- Benefit Funding Services Group unclassifiedJan 13, 2005 to Jun 1, 2007 · Irvine, Ca
- Cetera Advisor Networks LLC formerDec 3, 2001 to Aug 14, 2009 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- J. W. Cole Advisors, Inc. to Folgmann Financial Group LLCleft Aug 25, 2020, registered Aug 21, 2020 (-4 days) · RIA to a state-registered adviser
- Financial Advisers Of America, LLC to J. W. Cole Advisors, Inc.left May 10, 2013, registered May 10, 2013 (0 days) · corporate re-registration, not a move
- Cetera Advisor Networks LLC to Benefit Funding Services Groupleft Aug 14, 2009, registered Jan 13, 2005 (-1674 days) · Other
- Benefit Financial Services Group to Financial Advisers Of America, LLCleft Mar 20, 2008, registered Aug 14, 2009 (512 days) · Other
- Benefit Funding Services Group to Benefit Financial Services Groupleft Jun 1, 2007, registered May 10, 2007 (-22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address