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P•••• J••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

P•••• J••• A•••••••

Advisor at O•••• W••••• M••••••••• L••

ALTOONA, WI

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Search this name across graphsid dfx:ria:1f1a8724-2bc9-4f49-7601-6d90550aea76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W••••• M••••••••• L••	Independent wealth	Oct 11, 2013	n/a	yes	ALTOONA, WI	Current employment
R•• C•••••• M••••••• L••	National bd RIA	May 6, 2013	Oct 24, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	O•••• W••••• M••••••••• L••	Oct 24, 2013	Oct 11, 2013	-13	Firm change	Ibd to new firm
W•••• F•••• A•••••••	R•• C•••••• M••••••• L••	Apr 24, 2013

Relationships

Registered with (4)

→ O•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 11, 2013 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
May 6, 2013 to Oct 24, 2013factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Apr 24, 2013factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f1a8724-2bc9-4f49-7601-6d90550aea76
First observed: Jan 24, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.