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CRD 168219
ALTOONA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK ALAN ORGEL | n/a | ALTOONA, WI | 12 | 41 | 1 | no |
| MARK ANTHONY BOSER | n/a | ALTOONA, WI | 12 | 28 | 4 | no |
| BENJAMIN JOHN KANZ | Chartered Financial Analyst | ALTOONA, WI | 12 | 25 | 1 | no |
| PETER JOHN ATKINSON | n/a | ALTOONA, WI | 12 | 25 | 3 | no |
| KENT MATHEW HIGLEY | n/a | ALTOONA, WI | 12 | 21 | 1 | no |
| SAMIR A MURTY | Chartered Financial Analyst | ALTOONA, WI | 12 | 22 | 1 | no |
| GEOFFREY ADAM PROBST | Certified Financial Planner | ALTOONA, WI | 12 | 15 | 1 | no |
| JONATHAN PAUL IPPEL | Certified Financial Planner | MINNETONKA, MN | ALTOONA, WI | 12 | 14 | 1 | no |
| EVAN ANDREW NELSON | Chartered Financial Analyst | ALTOONA, WI | 12 | 15 | 1 | no |
| DONNA JEAN MURR | Certified Financial Planner | ALTOONA, WI | 12 | 24 | 1 | no |
| ROBERT SCOTT SPAETH | Chartered Financial Analyst | ALTOONA, WI | 10 | 13 | 1 | no |
| AARON SCOTT REYNOLDS | Certified Financial Planner|Chartered Financial Analyst | ALTOONA, WI | 10 | 23 | 1 | no |
| Christopher Wayne Meeks | n/a | ALTOONA, WI | 9 | 10 | n/a | no |
| MARY JEAN HISS | Certified Financial Planner | ALTOONA, WI | 8 | 12 | 1 | no |
| Daniel Michael Oliver | n/a | ALTOONA, WI | 55305, MN | 7 | 12 | n/a | no |
| Adam Kern | Certified Financial Planner|Chartered Financial Analyst | ALTOONA, WI | 7 | 12 | n/a | no |
| Tanner Thompson | n/a | ALTOONA, WI | 5 | 12 | n/a | no |
| RONALD F. DUCHARME | n/a | ALTOONA, WI | Onalaska, WI | 5 | 25 | 3 | no |
| Matthew Steven Leach | n/a | ALTOONA, WI | 5 | 13 | n/a | no |
| Brian J Mansky | n/a | Onalaska, WI | ALTOONA, WI | 4 | 22 | n/a | no |
| Tyler Jackson Meyer | Certified Financial Planner | Minnetonka, MN | ALTOONA, WI | 4 | 12 | 1 | no |
| MICHAEL ESKRIDGE | Chartered Financial Analyst | ALTOONA, WI | 4 | 20 | 3 | no |
| Dylan C Schulz | Certified Financial Planner | ALTOONA, WI | 3 | 14 | n/a | no |
| Jon R Laher | n/a | ALTOONA, WI | 2 | 13 | n/a | no |
| Evan L. Thompson | n/a | ALTOONA, WI | 2 | 14 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOSER, MARK, ANTHONY | MEMBER & DIRECTOR OF RETIREMENT PLANS | A | yes | 05/2013 | Mar 25, 2026 | Mar 25, 2026 |
| MERTENS, TROY, JOHN | MEMBER, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | A | yes | 03/2014 | Mar 25, 2026 | Mar 25, 2026 |
| MURTY, SAMIR, A | MEMBER & SENIOR RELATIONSHIP MANAGER | B | yes | 05/2013 | Mar 25, 2026 | Mar 25, 2026 |
| NELSON, EVAN, ANDREW | MEMBER & RELATIONSHIP MANAGER | B | yes | 12/2018 | Mar 25, 2026 | Mar 25, 2026 |
| ORGEL, MARK, ALAN | MEMBER & CHAIRMAN | B | yes | 05/2013 | Mar 25, 2026 | Mar 25, 2026 |
| REYNOLDS, AARON, SCOTT | MEMBER & CHIEF INVESTMENT OFFICER | A | yes | 05/2015 | Mar 25, 2026 | Mar 25, 2026 |
| KANZ, BENJAMIN, JOHN | MEMBER & MANAGING DIRECTOR | B | yes | 05/2013 | Jul 11, 2013 | Mar 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Minnetonka | Mn | United States | 4 | no |
| Onalaska | Wi | United States | 3 | no |
| Altoona | Wi | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $9.5B | $9.5B | 79 | 31 | 2 | n/a | n/a |
| 2024 | Mar 28, 2025 | $8.1B | $8.0B | 79 | 31 | 3 | n/a | n/a |
| 2023 | Mar 27, 2024 | $7.1B | $7.1B | 78 | 31 | 3 | n/a | n/a |
| 2022 | Mar 29, 2023 | $6.3B | $6.3B | 75 | 26 | 3 | n/a | n/a |
| 2021 | Mar 29, 2022 | $6.6B | $6.6B | 67 | 25 | 2 | n/a | n/a |
| 2020 | Mar 29, 2021 | $5.6B | $5.6B | 56 | 21 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $5.1B | $5.1B | 50 | 19 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $4.2B | $4.2B | 45 | 18 | 0 | n/a | n/a |
| 2017 | Mar 24, 2018 | $4.2B | $4.2B | 40 | 16 | 1 | n/a | n/a |
| 2016 | Mar 27, 2017 | $4.0B | $3.3B | 40 | 15 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $3.0B | $3.0B | 34 | 14 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $3.1B | $3.1B | 31 | 12 | n/a | n/a | n/a |
| 2013 | Mar 13, 2014 | $3.6B | $2.7B | 27 | 11 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 6.5% | 0 | 0 | 0 | 0 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $9.5B | $8.1B | 18.5% | $6.3B | 15.1% | 79 | 79 | 2 | 3 |