DFX Intelligence

M••••••• A•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M••••••• A•••• C•••••

Advisor at P•••••••• A•••• M•••••••••

W Des Moines, IA

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Search this name across graphsid dfx:ria:1f3a31dc-1d3f-9ab0-f3d4-38ee09353e9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	Oct 31, 2018	n/a	yes	W Des Moines, IA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	May 16, 2006	Oct 31, 2018	no	DES MOINES, IA\|DES MOINES, IA\|Folsom, CA\|DES MOINES, IA\|West Des Moines, IA\|DES MOINES, IA\|W Des Moines, IA\|DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	P•••••••• A•••• M•••••••••	Oct 31, 2018	Oct 31, 2018	0	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	P•••••••• S••••••••• I•••	Oct 14, 2004	May 16, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:109002:IA:2018-10-23	Oct 31, 2018	Oct 31, 2018	DES MOINES, IA	Firm change

Relationships

Registered with (3)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Oct 31, 2018 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 16, 2006 to Oct 31, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2003 to Oct 14, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f3a31dc-1d3f-9ab0-f3d4-38ee09353e9a
First observed: Dec 3, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.