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RIA / WealthAdvisorCertified Financial Planner44 years in industry

CAROLANN Doherty BROWN

Advisor at FOX HILL WEALTH MANAGEMENT

Newport, RI | DEDHAM, MA

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Search this name across graphsid dfx:ria:1f4fb0b9-93ae-a647-c5af-5344cf114ea5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 1, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOX HILL WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 28, 1982
First registration: Jul 1, 1987
Dual registered: no
Other names: CAROLANN D BROWN|CAROL BROWN|Carolann Doherty|CAROLANN D. BROWN
IAPD individual key: 1042653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOX HILL WEALTH MANAGEMENT	Independent wealth	Jan 1, 2026	n/a	yes	Newport, RI\|DEDHAM, MA	Current employment
PALLAS CAPITAL ADVISORS, LLC	Independent wealth	Sep 2, 2021	Jan 4, 2022	no	Middletown, RI\|BRAINTREE, MA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 23, 2008	Sep 21, 2021	no	NEWPORT, RI\|PROVIDENCE, RI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Nov 6, 2008	no	NEWPORT, RI\|NEWPORT, RI	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 1, 1987	Jul 1, 2003	no	NEWPORT, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PALLAS CAPITAL ADVISORS, LLC	FOX HILL WEALTH MANAGEMENT	Jan 4, 2022	Jan 1, 2026	1,458	Firm change after gap	RIA to RIA
UBS FINANCIAL SERVICES INC.	PALLAS CAPITAL ADVISORS, LLC	Sep 21, 2021	Sep 2, 2021	-19	Firm change	Wirehouse to RIA
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Nov 6, 2008	Oct 23, 2008	-14	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ FOX HILL WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ PALLAS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 2, 2021 to Jan 4, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 23, 2008 to Sep 21, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 6, 2008factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 1, 1987 to Jul 1, 2003factForm ADV

Dated events

Occurred
Jan 4, 2022
Advisor changed firm
Carolann Doherty Brown left Pallas Capital Advisors, Llc for Fox Hill Wealth Management (registered 2026-01-01)
Form ADVobserved 6 days ago