DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carolann Doherty Brown

Fox Hill Wealth Managementindependent RIANewport, Ri IA-onlyIAPD 1042653

Certified Financial Planner

Feed of 09/14/2026

Also filed as Carolann D Brown

At current firm

0 y

since Jan 1, 2026

In the industry

44 y

since Apr 28, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fox Hill Wealth Management independent RIA current
since Jan 1, 2026 · Newport, Ri
Pallas Capital Advisors, LLC independent RIA
Sep 2, 2021 to Jan 4, 2022 · Middletown, Ri
UBS Financial Services Inc. wirehouse
Oct 23, 2008 to Sep 21, 2021 · Newport, Ri
Wells Fargo Advisors wirehouse
Jul 1, 2003 to Nov 6, 2008 · Newport, Ri
Prudential Equity Group, LLC unclassified
Jul 1, 1987 to Jul 1, 2003 · Newport, Ri

Moves

a registration end followed by a registration begin elsewhere

Pallas Capital Advisors, LLC to Fox Hill Wealth Management
left Jan 4, 2022, registered Jan 1, 2026 (1458 days) · RIA to RIA
UBS Financial Services Inc. to Pallas Capital Advisors, LLC
left Sep 21, 2021, registered Sep 2, 2021 (-19 days) · Wirehouse to independent RIA
Wells Fargo Advisors to UBS Financial Services Inc.
left Nov 6, 2008, registered Oct 23, 2008 (-14 days) · Wirehouse to wirehouse
Prudential Equity Group, LLC to Wells Fargo Advisors
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

Carolann Doherty Brown left Pallas Capital Advisors, Llc for Fox Hill Wealth Management (registered 2026-01-01)
Jan 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address