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D•••• L••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

D•••• L••• C••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

ROANOKE, VA

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Search this name across graphsid dfx:ria:1f572039-5064-775e-3179-dc89f2721cd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 3, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 27, 2018	n/a	yes	ROANOKE, VA	Current employment
M••••• S••••••	Wirehouse	Aug 30, 2017	Jul 2, 2018	no	Roanoke, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 2, 2018	Jul 27, 2018	25	Firm change	Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Sep 1, 2017	Aug 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7691:VA:2018-06-18	Jul 2, 2018	Jul 27, 2018	ROANOKE, VA	Firm change
7691:149777:VA:2017-08-14	Sep 1, 2017	Aug 30, 2017	ROANOKE, VA	Firm change

Relationships

Registered with (2)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 26, 2004 to Sep 1, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 30, 2017 to Jul 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f572039-5064-775e-3179-dc89f2721cd2
First observed: Jul 26, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.