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L•••• S•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

L•••• S•••• M•••

Advisor at O• I••••••••• M••••••••• C•

BERLIN, OH | Berlin, OH

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Search this name across graphsid dfx:ria:1f57a197-5d32-6735-ad65-517623f08cbb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• W••••• M••••••••• L••	Former SEC adviser	Aug 1, 2024	n/a	yes	BERLIN, OH	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Aug 1, 2024	n/a	yes	Berlin, OH

Relationships

Registered with (2)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Aug 1, 2024 to presentfactForm ADV
→ H••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 1, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f57a197-5d32-6735-ad65-517623f08cbb
First observed: Mar 1, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.