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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

HUMMEL WEALTH MANAGEMENT, LLC

CRD 143523

BERLIN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbcf3754-bfda-4519-640b-333da0269440

Data as of Jun 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 4
On other graphs: 0
Observed: Jun 3, 2014 to Jun 14, 2016
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 13
Employees: 19
Advisory employees: 18
SEC number: 801-79892
CRD: 143523
Filings on the tape: 14
First filed: Jun 3, 2014
Latest filed: Jun 14, 2016
Organised: Limited Liability Company, Ohio

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Alexis Dawn Glessner	n/a	BERLIN, OH	1	11	n/a	no
Steven Thomas Smith	Certified Financial Planner	BERLIN, OH \| ORVILLE, OH	0	19	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARTZLER, JOSHUA, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	10/2014	Dec 16, 2014	Jun 14, 2016
HUMMEL FINANCIAL ADVISORS LTD.	Owner	E	yes	01/2015	Feb 26, 2015	Jun 14, 2016
HUMMEL GROUP, INC.	Owner	E	yes	01/2015	Jun 3, 2014	Jun 14, 2016
SCHLABACH, KARL, DAVID	CHIEF EXECUTIVE OFFICER	Na	yes	04/2007	Jun 3, 2014	Jun 14, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HUMMEL GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Canton	Oh	United States	n/a	no
Coshocton	Oh	United States	n/a	no
Orrville	Oh	United States	n/a	no
Wooster	Oh	United States	n/a	no
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 15, 2016	n/a	n/a	19	18	n/a	n/a	n/a
2014	Feb 25, 2015	$92.4M	$3.9M	24	23	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	n/a	$92.4M	n/a	n/a	n/a	19	24	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ON INVESTMENT MANAGEMENT CO	3	Jul 29, 2019	Jun 10, 2015	BERLIN, OH	Team lift out	Other	30.0%

Relationships

Registered with (22)

← Steven Thomas SmithAdvisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← Nicholas Scott SparrAdvisorregistration: current employment
Feb 25, 2026 to presentfactForm ADV
← Alexis Dawn GlessnerAdvisorregistration: current employment
Jan 29, 2025 to presentfactForm ADV
← Jordan Leigh LuhringAdvisorregistration: current employment
Dec 10, 2024 to presentfactForm ADV
← Logan Scott MastAdvisorregistration: current employment
Aug 1, 2024 to presentfactForm ADV
← PEYTON JOSEPH GENTRYAdvisorregistration: current employment
Sep 7, 2021 to presentfactForm ADV
← ANDREW STEPHEN MILLERAdvisorregistration: current employment
Oct 15, 2013 to presentfactForm ADV
← TREVOR LINN HOSTETLERAdvisorregistration: current employment
Oct 10, 2013 to presentfactForm ADV
← JOSHUA MICHAEL HARTZLERAdvisorregistration: current employment
Oct 10, 2013 to presentfactForm ADV
← HENRY JASON REIFSNYDERAdvisorregistration: current employment
Apr 13, 2009 to presentfactForm ADV
← ANDREW DENNIS BADERTSCHERAdvisorregistration: current employment
Aug 28, 2007 to presentfactForm ADV
← DAVID B SCHLABACHAdvisorregistration: current employment
Apr 24, 2007 to presentfactForm ADV
← KARL DAVID SCHLABACHAdvisorregistration: current employment
Apr 24, 2007 to presentfactForm ADV
← Jacob Charles McConnellAdvisorregistration: previous registration
Dec 6, 2021 to Jun 4, 2025factForm ADV
← MICHAEL JEROME KUCERAAdvisorregistration: previous registration
Dec 19, 2023 to Dec 9, 2024factForm ADV
← Lukas Alexander BurchAdvisorregistration: previous registration
Sep 8, 2021 to Feb 14, 2022factForm ADV
← JOHN ROBERT MULLETTAdvisorregistration: previous registration
Jun 16, 2010 to Jul 29, 2019factForm ADV
← ELIZABETH KATE HANDAdvisorregistration: previous registration
Oct 23, 2013 to Jul 29, 2019factForm ADV
← CLINTON DAVID HELMUTH MILLERAdvisorregistration: previous registration
Jun 24, 2014 to Jul 29, 2019factForm ADV
← ARTHUR JAMES SAYLORAdvisorregistration: previous registration
Apr 13, 2009 to Nov 10, 2016factForm ADV
← ROSS DANIEL COCHRELLAdvisorregistration: previous registration
May 26, 2011 to Jul 19, 2012factForm ADV
← JOSHUA GREGORY FISHERAdvisorregistration: previous registration
Jun 8, 2007 to Jul 21, 2008factForm ADV

Controls (4)

← SCHLABACH, KARL, DAVIDOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 3, 2014 to presentfactForm ADV
← HARTZLER, JOSHUA, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 16, 2014 to presentfactForm ADV
← HUMMEL FINANCIAL ADVISORS LTD.OwnerOWNER, ownership code E, domestic entity
Feb 26, 2015 to presentfactForm ADV
← HUMMEL GROUP, INC.OwnerOWNER, ownership code E, domestic entity
Jun 3, 2014 to presentfactForm ADV

Moved with (1)

→ ON INVESTMENT MANAGEMENT CORegistered adviser3 advisors, team lift out, same day
Jul 29, 2019 to Jun 10, 2015factForm ADV

Dated events

Occurred
Jun 4, 2025
Advisor changed firm
Jacob Charles Mcconnell left Hummel Wealth Management, Llc for On Investment Management Co (registered 2022-03-08)
Form ADVobserved 5 days ago
Occurred
Dec 9, 2024
Advisor changed firm
Michael Jerome Kucera left Hummel Wealth Management, Llc for Schwartz & Co. (registered 2024-12-17)
Form ADVobserved 5 days ago
Occurred
Feb 14, 2022
Advisor changed firm
Lukas Alexander Burch left Hummel Wealth Management, Llc for Commonwealth Financial Network (registered 2024-01-04)
Form ADVobserved 5 days ago
Occurred
Jun 3, 2014
First Form ADV filing
Hummel Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dbcf3754-bfda-4519-640b-333da0269440
First observed: Jun 3, 2014
Last observed: Jun 14, 2016 125 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HUMMEL WEALTH MANAGEMENT, LLC

CRD 143523

BERLIN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dbcf3754-bfda-4519-640b-333da0269440

Data as of Jun 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Alexis Dawn Glessner

n/a

BERLIN, OH

n/a

Steven Thomas Smith

Certified Financial Planner

BERLIN, OH | ORVILLE, OH

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARTZLER, JOSHUA, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

10/2014

Dec 16, 2014

Jun 14, 2016

HUMMEL FINANCIAL ADVISORS LTD.

Owner

yes

01/2015

Feb 26, 2015

Jun 14, 2016

HUMMEL GROUP, INC.

Owner

yes

01/2015

Jun 3, 2014

Jun 14, 2016

SCHLABACH, KARL, DAVID

CHIEF EXECUTIVE OFFICER

yes

04/2007

Jun 3, 2014

Jun 14, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HUMMEL GROUP, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Canton

United States

n/a

Coshocton

United States

n/a

Orrville

United States

n/a

Wooster

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 15, 2016

n/a

2014

Feb 25, 2015

$92.4M

$3.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a

$92.4M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ON INVESTMENT MANAGEMENT CO

Jul 29, 2019

Jun 10, 2015

BERLIN, OH

Team lift out

Other

30.0%