DFX Intelligence

D••••• B••••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D••••• B••••••••• P•••••••

Advisor at C•••••• P•••••• W••••• G•••• L••

SHORT HILLS, NJ

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Search this name across graphsid dfx:ria:1f5ac5ec-ebf7-2cac-94d9-2c539e8cb659

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P•••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P•••••• W••••• G•••• L••	Independent wealth	Jul 10, 2024	n/a	yes	SHORT HILLS, NJ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 1, 2019	Jul 3, 2024	no	COLONIA, NJ\|CEDAR GROVE, NJ\|STIRLING, NJ\|CLARK, NJ\|SCOTCH PLAINS, NJ\|CRANFORD, NJ\|WESTFIELD, NJ\|COLONIA, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• P•••••• W••••• G•••• L••	Jul 3, 2024	Jul 10, 2024	7	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ C•••••• P•••••• W••••• G•••• L••Registered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 1, 2019 to Jul 3, 2024factForm ADV

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
D••••• B••••••••• P••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• P•••••• W••••• G•••• L•• (registered 2024-07-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f5ac5ec-ebf7-2cac-94d9-2c539e8cb659
First observed: Apr 1, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.