DFX Intelligence

D•• C••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

D•• C••••• G•••••

Advisor at M•••••• C•••••• P•••••••

PLEASANTON, CA

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Search this name across graphsid dfx:ria:1f66c888-60ca-05ad-1530-d046bd56657f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Jul 14, 1995 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

D•• C••••• G•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• C•••••• P•••••••	Independent wealth	Jan 27, 2015	n/a	yes	PLEASANTON, CA	Current employment
C••••••••• C•••••• M•••••••••	Former SEC adviser	Jul 8, 2013	Feb 9, 2015	no	PLEASANTON, CA\|ORINDA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C•••••• M•••••••••	M•••••• C•••••• P•••••••	Feb 9, 2015	Jan 27, 2015	-13	Firm change	Other
M••••• S••••••	C••••••••• C•••••• M•••••••••	Jul 24, 2013	Jul 8, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
150212:173764:CA:2015-02-09	Feb 9, 2015	Jan 27, 2015	ORINDA, CA	Firm change

Relationships

Registered with (5)

→ M•••••• C•••••• P•••••••Registered adviserregistration: current employment
Jan 27, 2015 to presentfactForm ADV
→ C••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jul 8, 2013 to Feb 9, 2015factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jul 24, 2013factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f66c888-60ca-05ad-1530-d046bd56657f
First observed: Jul 14, 1995
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.