DFX Intelligence

A•••••••• E•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

A•••••••• E•••••

A•••••••• E••••• MANAGEMENT, LLC, CRD 328703

EL SEGUNDO, CA

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Search this name across graphs

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 2
Observed: Mar 18, 2024 to Mar 24, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••••••• E•••••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

A•••••••• E•••••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $384M••• Locked
Discretionary RAUM: $384M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••••• E••••• F••• I• L•	Private Equity Fund	$219M	Mar 24, 2026	21	Mar 24, 2026	reported	021-532815
A•••••••• E••••• F••• I•• L•	Private Equity Fund	$81.9M	Mar 24, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• R••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 18, 2024	Mar 28, 2024
L•••••••• D•••••••	Member	C	yes	12/2017	Mar 18, 2024	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• E••••• 2••• L••	n/a	n/a	n/a	Y	yes	n/a
R•••••••• E••••• P••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$384M	$95.1M	303.8%	n/a	n/a	15	17	0	0

Relationships

Advises (4)

→ A•••••••• E••••• H••••••• L••Private fundPrivate Equity Fund, IA
Mar 18, 2024 to presentfactForm ADV
→ A•••••••• E••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 24, 2026 to presentfactForm ADV
→ T•••••• Q•••••• L••Private fundPrivate Equity Fund, IA
Mar 18, 2024 to presentfactForm ADV
→ A•••••••• E••••• F••• I• L•

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$289M
Occurred
Mar 24, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$282M
Occurred
Mar 24, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$219M
Occurred
Mar 24, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 18, 2024
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.