DFX Intelligence

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A•••••••• E•••••

Asset manager (funds and pooled vehicles)SEC-registered4 private funds· El Segundo, Californiawebsite

Asset manager (funds and pooled vehicles), based in El Segundo, California, reporting $384M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $384M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +304%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-24 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +304% over the last fiscal year, to $384M.
2026-03-24
RAUM a year earlier $95.1MRAUM now $384M
private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-27 and 2026-03-24; the peer median change was 0.0% (732 comparable advisers, 99.0th percentile of changes)
2026-03-24
private funds (Schedule D 7.B.1) 4Peer median 0
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 328703 · SEC 801-129923 · 5 filingsShow

CRD 328703SEC 801-129923Legal name A•••••••• E••••• M••••••••• L••First filing on the tape Mar 18, 2024, latest Mar 24, 2026SEC status approved since Apr 25, 2024IAPD

RAUM

$384M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

5 filings and snapshots on the tape

RAUM$384M as of Mar 24, 2026

Mar 27, 2025$95.1M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 24, 2026

Mar 27, 20250 then

Employees (5.A)15 as of Mar 24, 2026

Mar 27, 202517 then

Private funds4 as of Mar 24, 2026

Mar 27, 20252 then

RAUM +304% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 24, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $96.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +304%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$384M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
A•••••••• E••••• H••••••• L••	Private Equity Fund	$90.8M	10	Mar 18, 2024
T•••••• Q•••••• L••	Private Equity Fund	$11.4M	2	Mar 18, 2024

Owners and control persons

Schedule A and B, latest filing

C••• R•••••• · Chief Compliance Officercontrol
since 03/2024 · owns less than 5%
L•••••••• D••••••• · Membercontrol
since 12/2017 · owns 25% to 50%
Y•••• J•••••• J•• · Membercontrol
since 12/2017 · owns 50% to 75%

Related persons

Schedule D 7.A

A•••••••• E••••• 2••• L••
pooled vehicle sponsory
R•••••••• E••••• P••••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Mar 24, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-27 and 2026-03-24; the peer median change was 0.0% (732 comparable advisers, 99.0th percentile of changes)
peers: asset managers, $100M to $500M (732) · 99% percentile
RAUM up 50 %Change between filings · filing Mar 24, 2026
RAUM (Item 5.F) moved from $95,054,288 to $383,862,367 (+304.0%) between the annual amendments of 2025-03-27 and 2026-03-24; the peer median change was +4.0% (1145 comparable advisers, 100.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 100% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 2 to 4
May 5, 2025 to Mar 24, 2026
Advisory employees · 17 to 13
May 5, 2025 to Mar 24, 2026
Pooled vehicle clients · 2 to 4
May 5, 2025 to Mar 24, 2026
Employees · 17 to 15
May 5, 2025 to Mar 24, 2026
Private funds · 2 to 4
May 5, 2025 to Mar 24, 2026
Discretionary RAUM · $95.1M to $384M
May 5, 2025 to Mar 24, 2026
Pooled vehicle RAUM · $95.1M to $384M
May 5, 2025 to Mar 24, 2026
RAUM · $95.1M to $384M
May 5, 2025 to Mar 24, 2026
Financial planning clients · unset to
Mar 27, 2025 to May 5, 2025
Assets in custody · $102M to $0
Mar 28, 2024 to Mar 27, 2025
Legal name · A•••••••• E••••• M••••••••• LLC to A•••••••• E••••• M••••••••• L••
Mar 28, 2024 to Mar 27, 2025
Discretionary RAUM · $102M to $95.1M
Mar 28, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $102M to $95.1M
Mar 28, 2024 to Mar 27, 2025
RAUM · $102M to $95.1M
Mar 28, 2024 to Mar 27, 2025

Signals

2 dated events

••• Locked
Mar 24, 2026 · RAUM change · derived
••• Locked
Mar 18, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

A•••••••• E••••• · Independent Sponsors
shared crd · capital_provider
A•••••••• E••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 24, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026