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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

PEGGY-SUE MARIE MCNIER

Advisor at STRATEGIC ADVISERS LLC

ANN ARBOR, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S65|S63
First exam: May 12, 2001
First registration: Mar 15, 2005
Dual registered: yes, broker-dealer
Other names: PEGGY-SUE MARIE COOK|Peggy-Sue Marie McNier|Peggy-Sue Marie McNier|PEGGY S MCNIER|PEGGY-SUE MARIE BOWENS|Peggy-Sue Marie McNier|PEGGY-SUE MARIE ALLEGRO|Peggy Sue Marie McNier
IAPD individual key: 4388841

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	ANN ARBOR, MI\|ANN ARBOR, MI	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 12, 2019	Mar 31, 2025	no	ANN ARBOR, MI	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 9, 2014	Jan 8, 2019	no	Troy, MI	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 30, 2014	Aug 21, 2014	no	SOUTHFIELD, MI	Previous registration
Spc	Bd affiliated wealth	May 25, 2010	Mar 31, 2014	no	BLOOMFIELD HILLS, MI\|ANN ARBOR, MI	Previous registration
Spc	Bd affiliated wealth	Mar 15, 2005	Oct 20, 2006	no	CLARKSTON, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jan 8, 2019	Apr 12, 2019	94	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	CHARLES SCHWAB & CO., INC.	Aug 21, 2014	Oct 9, 2014	49	Firm change	Other
Spc	ADVICE AND PLANNING SERVICES	Mar 31, 2014	Apr 30, 2014	30	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 12, 2019 to Mar 31, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 9, 2014 to Jan 8, 2019factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 30, 2014 to Aug 21, 2014factForm ADV
→ SPCRegistered adviserregistration: previous registration
May 25, 2010 to Mar 31, 2014factForm ADV

Dated events

No dated event names this entity yet.