RIA Intelligence

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Ann Arbor, Mi
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Apr 12, 2019 to Mar 31, 2025 · Ann Arbor, Mi
• C•••••• S••••• • C••• I••• national BD
  Oct 9, 2014 to Jan 8, 2019 · Troy, Mi
• A••••• A•• P••••••• S••••••• BD affiliated
  Apr 30, 2014 to Aug 21, 2014 · Southfield, Mi
• S•• BD affiliated
  May 25, 2010 to Mar 31, 2014 · Bloomfield Hills, Mi
• S•• BD affiliated
  Mar 15, 2005 to Oct 20, 2006 · Clarkston, Mi

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• C•••••• S••••• • C••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jan 8, 2019, registered Apr 12, 2019 (94 days) · Affiliated broker-dealer or bank to another
• A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••
  left Aug 21, 2014, registered Oct 9, 2014 (49 days) · Other
• S•• to A••••• A•• P••••••• S•••••••
  left Mar 31, 2014, registered Apr 30, 2014 (30 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address