DFX Intelligence

C••••• L•••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C••••• L•••• R•••••••

Advisor at R••••••• C• I••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:1f7b20b4-80b3-c32b-785e-611e54c64ce3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• C• I••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• C• I••	Other adviser	Apr 18, 2025	n/a	yes	CINCINNATI, OH	Current employment
O•••• W••••• P•••••• C•••••• L••	State registered	Sep 21, 2023	Feb 3, 2025	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W••••• P•••••• C•••••• L••	R••••••• C• I••	Feb 3, 2025	Apr 18, 2025	74	Firm change	Other
R••••••• C• I••	O•••• W••••• P•••••• C•••••• L••	Aug 17, 2023	Sep 21, 2023

Relationships

Registered with (2)

→ R••••••• C• I••Registered adviserregistration: previous registration
Jan 17, 2017 to Aug 17, 2023factForm ADV
→ O•••• W••••• P•••••• C•••••• L••Registered adviserregistration: previous registration
Sep 21, 2023 to Feb 3, 2025factForm ADV

Dated events

Occurred
Feb 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f7b20b4-80b3-c32b-785e-611e54c64ce3
First observed: Jan 17, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.