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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

RANDOLPH CO INC

CRD 104868

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:887402d6-d997-186b-281b-d34a2f3eda20

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Mar 5, 2012 to Mar 11, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.16 fund_share=0.0 institutional_share=0.78 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $174MderivedItem 5.D individuals plus high net worth individuals
Private client share: 16%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $271Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 139
Individual clients: 23
High net worth clients: 28
Custody, client assets: $911M
SEC number: 801-28213
CIK: 1475150
CRD: 104868
Filings on the tape: 43
First filed: Mar 5, 2012
Latest filed: Mar 11, 2026
Organised: Corporation, OH
Website: therandolphcompany.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CARTER FITZ RANDOLPH	n/a	CINCINNATI, OH	16	37	n/a	no
Andrew Martin Ochoa	n/a	CINCINNATI, OH	1	12	1	no
CARTER LOUIS RANDOLPH	n/a	CINCINNATI, OH	1	15	2	no
Patrick Gilkey	Chartered Financial Analyst	CINCINNATI, OH	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Fager, Lindsay, Ann	OPERATIONS MANAGER	Na	yes	07/2022	Jul 27, 2023	Dec 23, 2024
RANDOLPH, CARTER, FITZ	OWNER, PRESIDENT	E	yes	01/2000	Mar 5, 2012	Dec 23, 2024
WAYNE, GARRETT, RUSSELL	CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Oct 28, 2022	Dec 23, 2024
LESLIE, MEREDITH, RANDOLPH	Owner	Na	no	01/2000	Mar 5, 2012	Dec 23, 2024
RANDOLPH, CARTER, LOUIS	Owner	Na	no	01/2000	Mar 5, 2012	Dec 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$1.1B	$1.1B	6	4	1	n/a	n/a
2024	Apr 3, 2025	$941M	$914M	2	2	1	n/a	n/a
2023	Feb 16, 2024	$808M	$792M	4	4	0	n/a	n/a
2022	Feb 9, 2023	$743M	$730M	4	4	0	n/a	n/a
2021	Jan 26, 2022	$880M	$866M	3	3	0	n/a	n/a
2020	Mar 17, 2021	$725M	$714M	3	3	0	n/a	n/a
2019	Mar 19, 2020	$687M	$670M	4	4	0	n/a	n/a
2018	Mar 18, 2019	$579M	$572M	4	4	0	n/a	n/a
2017	Mar 28, 2018	$622M	$616M	3	3	0	n/a	n/a
2016	Mar 23, 2017	$521M	$521M	3	3	n/a	n/a	n/a
2015	Mar 22, 2016	$503M	$503M	2	2	n/a	n/a	n/a
2014	Mar 17, 2015	$563M	$563M	2	2	n/a	n/a	n/a
2013	Mar 13, 2014	$550M	$550M	2	2	n/a	n/a	n/a
2012	Mar 18, 2013	$482M	$482M	1	1	n/a	n/a	n/a
2011	Mar 5, 2012	$486M	$486M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$941M	15.0%	$743M	13.4%	6	2	1	1

Relationships

Registered with (9)

← Patrick GilkeyAdvisorregistration: current employment
Apr 23, 2025 to presentfactForm ADV
← CARTER LOUIS RANDOLPHAdvisorregistration: previous registration
Jan 17, 2017 to Aug 17, 2023factForm ADV
← Andrew Martin OchoaAdvisorregistration: current employment
Dec 13, 2024 to presentfactForm ADV
← CARTER FITZ RANDOLPHAdvisorregistration: current employment
Jan 28, 2010 to presentfactForm ADV
← GARRETT RUSSELL WAYNEAdvisorregistration: previous registration
Sep 11, 2019 to Feb 20, 2025factForm ADV
← Lucas Henry WoehlerAdvisorregistration: previous registration
Jun 17, 2024 to Aug 9, 2024factForm ADV
← Ning LiaoAdvisorregistration: previous registration
Aug 14, 2018 to Apr 7, 2020factForm ADV
← Robert Justin KuhnheinAdvisorregistration: previous registration
May 22, 2017 to Mar 26, 2018factForm ADV
← NEIL JOSEPH JOHN HANTAKAdvisorregistration: previous registration
Mar 18, 2013 to May 3, 2017factForm ADV

Controls (3)

← RANDOLPH, CARTER, FITZOwnerOWNER, PRESIDENT, ownership code E, individual
Mar 5, 2012 to Dec 23, 2024factForm ADV
← WAYNE, GARRETT, RUSSELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 28, 2022 to Dec 23, 2024factForm ADV
← Fager, Lindsay, AnnOwnerOPERATIONS MANAGER, ownership code NA, individual
Jul 27, 2023 to Dec 23, 2024factForm ADV

Owns (2)

← LESLIE, MEREDITH, RANDOLPHOwnerOWNER, ownership code NA, individual
Mar 5, 2012 to Dec 23, 2024factForm ADV
← RANDOLPH, CARTER, LOUISOwnerOWNER, ownership code NA, individual
Mar 5, 2012 to Dec 23, 2024factForm ADV

Dated events

Occurred
Feb 20, 2025
Advisor changed firm
Garrett Russell Wayne left Randolph Co Inc for Wayne Financial Llc (registered 2025-04-15)
Form ADVobserved 6 days ago
Occurred
Aug 9, 2024
Advisor changed firm
Lucas Henry Woehler left Randolph Co Inc for Mariner (registered 2024-10-07)
Form ADVobserved 6 days ago
Occurred
Aug 17, 2023
Advisor changed firm
Carter Louis Randolph left Randolph Co Inc for Omega Wealth Private Capital Llc (registered 2023-09-21)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2023
Control person joined
Ann Lindsay Fager (Operations Manager) appeared on Schedule A of Randolph Co Inc
Form ADVobserved 6 days ago
Occurred
Oct 28, 2022
Control person left
Roseann Higgins (Chief Compliance Officer) no longer on Schedule A of Randolph Co Inc (listed 2022-01-28, absent 2022-10-28)
Form ADVobserved 6 days ago
Occurred
Oct 11, 2021
Control person joined
Roseann Higgins (Chief Compliance Officer) appeared on Schedule A of Randolph Co Inc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:887402d6-d997-186b-281b-d34a2f3eda20
First observed: Mar 5, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RANDOLPH CO INC

CRD 104868

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:887402d6-d997-186b-281b-d34a2f3eda20

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CARTER FITZ RANDOLPH

n/a

CINCINNATI, OH

n/a

Andrew Martin Ochoa

n/a

CINCINNATI, OH

CARTER LOUIS RANDOLPH

n/a

CINCINNATI, OH

Patrick Gilkey

Chartered Financial Analyst

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Fager, Lindsay, Ann

OPERATIONS MANAGER

yes

07/2022

Jul 27, 2023

Dec 23, 2024

RANDOLPH, CARTER, FITZ

OWNER, PRESIDENT

yes

01/2000

Mar 5, 2012

Dec 23, 2024

WAYNE, GARRETT, RUSSELL

CHIEF COMPLIANCE OFFICER

yes

11/2022

Oct 28, 2022

Dec 23, 2024

LESLIE, MEREDITH, RANDOLPH

Owner

01/2000

Mar 5, 2012

Dec 23, 2024

RANDOLPH, CARTER, LOUIS

Owner

01/2000

Mar 5, 2012

Dec 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$1.1B

n/a

2024

Apr 3, 2025

$941M

$914M

n/a

2023

Feb 16, 2024

$808M

$792M

n/a

2022

Feb 9, 2023

$743M

$730M

n/a

2021

Jan 26, 2022

$880M

$866M

n/a

2020

Mar 17, 2021

$725M

$714M

n/a

2019

Mar 19, 2020

$687M

$670M

n/a

2018

Mar 18, 2019

$579M

$572M

n/a

2017

Mar 28, 2018

$622M

$616M

n/a

2016

Mar 23, 2017

$521M

n/a

2015

Mar 22, 2016

$503M

n/a

2014

Mar 17, 2015

$563M

n/a

2013

Mar 13, 2014

$550M

n/a

2012

Mar 18, 2013

$482M

n/a

2011

Mar 5, 2012

$486M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$941M

15.0%

$743M

13.4%