DFX Intelligence

F•••••••• F•••••••• A••••••• C•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••••••• F•••••••• A••••••• C•••••••••

CRD 124266

EAST LANSING, MI

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Search this name across graphsid dfx:ria:1f925965-0cb8-d46b-322b-947071837520

Data as of Jan 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2023 to Jan 15, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $378M••• Locked
Discretionary RAUM: $358M
Private client RAUM: $359Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $94.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• R• B•••••	Chartered Financial Consultant	EAST LANSING, MI	16	46	1	yes
R••••• C• A•••••••	n/a	EAST LANSING, MI	9	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• R•••••• C•	CHIEF COMPLIANCE OFFICER	Na	yes	08/2011	Nov 16, 2023	Sep 9, 2024
B•••••• J•••••• R•	President	E	yes	10/1996	Nov 16, 2023	Sep 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 15, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$378M	$323M	16.8%	n/a	n/a	7	7	0	0

Relationships

Registered with (4)

← J••••• S•••• R••••••Advisorregistration: current employment
Feb 13, 2019 to presentfactForm ADV
← J••••••• R••• B•••••Advisorregistration: current employment
Mar 7, 2018 to presentfactForm ADV
← R••••• C• A•••••••Advisorregistration: current employment
Jun 6, 2017 to presentfactForm ADV
← J••••• R• B•••••

Dated events

Occurred
Nov 16, 2023
First Form ADV filing
F•••••••• F•••••••• A••••••• C••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f925965-0cb8-d46b-322b-947071837520
First observed: Nov 16, 2023
Last observed: Jan 15, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.