DFX Intelligence

L•••• W••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

L•••• W••• V•••••

Advisor at M••••••

Scottsdale, AZ

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Search this name across graphsid dfx:ria:1f979951-bde0-64d0-d9f2-2850aed391ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 28, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Oct 1, 2025	n/a	yes	Scottsdale, AZ	Current employment
C••••••• A••••••• N••••••• L••	Independent wealth	Jun 30, 2022	Dec 31, 2022	no	Phoenix, AZ\|ALISO VIEJO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•••• F•••••••• P•••••••	C••••••• A••••••• N••••••• L••	Nov 20, 2025	Jun 30, 2022	-1,239	Firm change after gap	Other
C••••••• A••••••• N••••••• L••	M••••••	Dec 31, 2022	Oct 1, 2025

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ U•••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 3, 2021 to Nov 20, 2025factForm ADV
→ C••••••• A••••••• N••••••• L••Registered adviserregistration: previous registration
Jun 30, 2022 to Dec 31, 2022factForm ADV

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f979951-bde0-64d0-d9f2-2850aed391ad
First observed: Aug 28, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.