DFX Intelligence

D•••••• D•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

D•••••• D•••••• D••••••

Advisor at I••••••••• F•••••••• G••••• L••

DALLAS, TX

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Search this name across graphsid dfx:ria:1f9b61cf-8dfd-f770-0bdd-735a8c380470

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jan 24, 2018	n/a	yes	DALLAS, TX	Current employment
C••••••••• F•••••••• S•••••••• I•••	Former SEC adviser	May 19, 2009	Dec 31, 2023	no	BATON ROUGE, LA\|DALLAS, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• S•••••••• I•••	I••••••••• F•••••••• G••••• L••	Dec 31, 2023	Jan 24, 2018	-2,167	Firm change after gap	Other
T••••••••• F•••••••• A•••••••• L••	C••••••••• F•••••••• S•••••••• I•••	Oct 7, 2008	May 19, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
112278:7717:TX:2023-12-31	Dec 31, 2023	Jan 24, 2018	DALLAS, TX	Firm change after gap

Relationships

Registered with (3)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 24, 2018 to presentfactForm ADV
→ C••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 19, 2009 to Dec 31, 2023factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2005 to Oct 7, 2008factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f9b61cf-8dfd-f770-0bdd-735a8c380470
First observed: Jan 10, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.