RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• D•••••• D••••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Jan 24, 2018 · Dallas, Tx
- C••••••••• F•••••••• S•••••••• I••• formerMay 19, 2009 to Dec 31, 2023 · Baton Rouge, La
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 10, 2005 to Oct 7, 2008 · Baton Rouge, La
- C••••••••• F•••••••• S•••••••• I••• to I••••••••• F•••••••• G••••• L••left Dec 31, 2023, registered Jan 24, 2018 (-2167 days) · Other · moved with a team
- T••••••••• F•••••••• A•••••••• L•• to C••••••••• F•••••••• S•••••••• I•••left Oct 7, 2008, registered May 19, 2009 (224 days) · Other
- D•••••• D•••••• D•••••• left C••••••••• F•••••••• S•••••••• I••• for I••••••••• F•••••••• G••••• L•• (registered 2018-01-24)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address