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Advisor at DOUGLASS INVESTMENT GROUP
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DOUGLASS INVESTMENT GROUP | Independent wealth | Jul 1, 2024 | n/a | yes | WICHITA, KS | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 25, 2017 | Jul 1, 2024 | no | WIICHTA, KS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 6, 2015 | Apr 25, 2017 | no | WICHITA, KS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 4, 2010 | Mar 6, 2015 | no | OKLAHOMA CITY, OK|WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | DOUGLASS INVESTMENT GROUP | Jul 1, 2024 | Jul 1, 2024 | 0 | Firm change | Ibd to new firm |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 25, 2017 | Apr 25, 2017 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 6, 2015 | Mar 6, 2015 | 0 | Channel change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:331223:KS:2024-07-01 | Jul 1, 2024 | Jul 1, 2024 | WIICHTA, KS | Firm change |
| 11025:149018:KS:2017-04-25 | Apr 25, 2017 | Apr 25, 2017 | WICHITA, KS | Firm change |
| 19616:11025:KS:2015-03-06 | Mar 6, 2015 | Mar 6, 2015 | WICHITA, KS | Firm change |