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Advisor at INDEPENDENT FINANCIAL PARTNERS
Allentown, PA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Apr 23, 2025 | n/a | yes | TAMPA, FL|Allentown, PA | Current employment |
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 8, 2018 | Apr 30, 2025 | no | Allentown, PA|ATLANTA, GA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 3, 2013 | May 2, 2014 | no | ALLENTOWN, PA | Previous registration |
| AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | Former SEC adviser | Jan 8, 2013 | Dec 31, 2018 | no | BERWYN, PA | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Mar 2, 2012 | Sep 3, 2013 | no | ALLENTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | INDEPENDENT FINANCIAL PARTNERS | Apr 30, 2025 | Apr 23, 2025 | -7 | Firm change | Ibd to ibd |
| AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | CETERA ADVISOR NETWORKS LLC | Dec 31, 2018 | Sep 3, 2013 | -1,945 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | OSAIC ADVISORY SERVICES, LLC | May 2, 2014 | Jun 8, 2018 | 1,498 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | AMERICAN FINANCIAL MANAGEMENT GROUP, LTD. | Sep 3, 2013 | Jan 8, 2013 | -238 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 119449:13572:PA:2018-12-31 | Dec 31, 2018 | Sep 3, 2013 | BERWYN, PA | Firm change after gap |