DFX Intelligence

B•••• T••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

B•••• T••••• L•••••

Advisor at F••••• M••••• W••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1fa48a77-06f8-90e1-8438-f070e14e23df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• M••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• M••••• W••••• A•••••••• L••	Independent wealth	Jan 3, 2024	n/a	yes	Bowling Green, KY\|St. Louis, MO\|SPRINGFIELD, MO\|Nashville, TN\|Decatur, IL	Current employment
N•• A•••••• S•••••••• L••	Former SEC adviser	Dec 2, 2013	Apr 19, 2016	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••• S•••••••• L••	F••••• M••••• W••••• A•••••••• L••	Apr 19, 2016	Jan 3, 2024	2,815	Firm change after gap	Other
C•••••• S••••• • C••• I•••	N•• A•••••• S•••••••• L••	Dec 13, 2013	Dec 2, 2013

Relationships

Registered with (4)

→ F••••• M••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2024 to presentfactForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 2, 2013 to Apr 19, 2016factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 5, 2008 to Dec 13, 2013factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fa48a77-06f8-90e1-8438-f070e14e23df
First observed: Feb 13, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.