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Advisor at WESTERN WEALTH MANAGEMENT LLC
EDWARDS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | n/a | yes | EDWARDS, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | Sep 24, 2015 | Jun 22, 2016 | no | Edwards, CO|GOLDEN, CO | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 4, 2002 | Sep 17, 2008 | no | NEW YORK, NY|VAIL, CO|EDWARDS, CO|EDWARDS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| EQUITABLE ADVISORS, LLC | WESTERN WEALTH MANAGEMENT LLC | Sep 17, 2008 | Sep 24, 2015 | 2,563 | Firm change after gap | Other |