DFX Intelligence

M••• C•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

M••• C•••••• J••••••

Advisor at D•••••• I••••••••• A•••••••

NORTHBROOK, IL

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Search this name across graphsid dfx:ria:1fb5a467-4942-0d98-5777-ed84314498be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• I••••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• I••••••••• A•••••••	State registered	Feb 27, 2014	n/a	yes	NORTHBROOK, IL	Current employment
N•••••••• F•••••••• P•••••••• I•••	Former SEC adviser	Jan 3, 2012	Feb 27, 2012	no	LAKE FOREST, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• F•••••••• P•••••••• I•••	D•••••• I••••••••• A•••••••	Feb 27, 2012	Feb 27, 2014	731	Firm change after gap	Other
A••••••••• F•••••••• S•••••••• L••	N•••••••• F•••••••• P•••••••• I•••	Jan 27, 2012	Jan 3, 2012

Relationships

Registered with (3)

→ D•••••• I••••••••• A•••••••Registered adviserregistration: current employment
Feb 27, 2014 to presentfactForm ADV
→ N•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to Feb 27, 2012factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2011 to Jan 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fb5a467-4942-0d98-5777-ed84314498be
First observed: Oct 27, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.