DFX Intelligence

J•••• E••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J•••• E••••• F••••

Advisor at W••••••••• S•••••• • C••• L••

Locust Valley, NY

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Search this name across graphsid dfx:ria:1fbcb29a-df0d-848b-229a-f2bdc1e59c0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• S•••••• • C••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• S•••••• • C••• L••	Independent wealth	Feb 7, 2017	n/a	yes	Locust Valley, NY	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 15, 2012	Nov 11, 2016	no	JERICHO, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	W••••••••• S•••••• • C••• L••	Nov 11, 2016	Feb 7, 2017	88	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O••••••••• • C•• I•••	Sep 26, 2012	Oct 15, 2012

Relationships

Registered with (3)

→ W••••••••• S•••••• • C••• L••Registered adviserregistration: current employment
Feb 7, 2017 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Oct 15, 2012 to Nov 11, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 19, 2005 to Sep 26, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fbcb29a-df0d-848b-229a-f2bdc1e59c0a
First observed: Jul 19, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.