DFX Intelligence
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Reading the graph
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Advisor at G•••• P•••• P•••••••
SURPRISE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• P•••• P••••••• | State registered | Apr 6, 2022 | n/a | yes | SURPRISE, AZ | Current employment |
| E••••• J•••• | National bd RIA | Apr 11, 2018 | Apr 7, 2022 | no | GOODYEAR, AZ|SUN CITY WEST, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• J•••• | G•••• P•••• P••••••• | Apr 7, 2022 | Apr 6, 2022 | -1 | Firm change | Ibd to state RIA |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Apr 6, 2018 | Jan 23, 2009 |
| T• A••••••••• I••••••••• M••••••••• L•• |
| Former SEC adviser |
| Jan 23, 2009 |
| Apr 6, 2018 |
| no |
| OMAHA, NE|OMAHA, NE|SANTA MONICA, CA |
| Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jan 23, 2009 | Apr 6, 2018 | no | Omaha, NE|Los Angeles, CA|Omaha, NE | Previous registration |
| -3,360 |
| Firm change after gap |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Apr 6, 2018 | Jan 23, 2009 | -3,360 | Channel change | Other |