A••• Y• P••

Advisor at R••••••••• A•• W••••• A• A••••••• L••

New York City, NY | WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fc95117-68a8-81a6-1571-6055c0217b3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• A•• W••••• A• A••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• A•• W••••• A• A••••••• L••	Institutional manager	Jul 1, 2024	n/a	yes	New York City, NY\|WAYNE, PA	Current employment
I•••••••• L••	Other adviser	Sep 22, 2022	Jul 15, 2024	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• L••	R••••••••• A•• W••••• A• A••••••• L••	Jul 15, 2024	Jul 1, 2024	-14	Firm change	Other

Relationships

Registered with (2)

→ R••••••••• A•• W••••• A• A••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ I•••••••• L••Registered adviserregistration: previous registration
Sep 22, 2022 to Jul 15, 2024factForm ADV

Dated events

Occurred
Jul 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fc95117-68a8-81a6-1571-6055c0217b3e
First observed: Sep 22, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.