DFX Intelligence

Data Factory

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

ICAPITAL, LLC

CRD 122816

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91dcb04e-51b5-1619-82f9-b4cf9490d27f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 3
On other graphs: 3
Observed: Apr 2, 2012 to Mar 30, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Icapital, LLC

Intermediary · shared crd

Allocatorsidentity

Icapital, LLC

Investment consultant · shared crd

Real Estate Fundsidentity

Icapital Inc.

Affiliate · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.17 fund_share=0.0 institutional_share=0.83 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $244MderivedItem 5.D individuals plus high net worth individuals
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $208Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 528
Individual clients: 120
High net worth clients: 60
Custody, client assets: $15.9M
SEC number: 801-61527
CRD: 122816
Filings on the tape: 22
First filed: Apr 2, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, MA
Website: icapitalforme.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KATIE ANN UMILE	n/a	PORTSMOUTH, NH \| BOSTON, MA	23	29	n/a	no
MOLLY ANNE GOODWIN	n/a	BOSTON, MA	15	20	1	no
ERIN Flynn Wells	n/a	BOSTON, MA	10	13	n/a	no
TANYA MARIE MCMAHON	n/a	BOSTON, MA	9	19	n/a	no
Meghan Elisabeth Rooney	n/a	BOSTON, MA	9	21	n/a	no
RYAN D RUTHERFORD	n/a	BOSTON, MA	5	13	2	no
Erika Krohomer	n/a	BOSTON, MA	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
UMILE, KATIE, ANN	CEO/MANAGER/CHIEF COMPLIANCE OFFICER	E	yes	08/2002	Apr 2, 2012	Mar 28, 2024
UMILE, RICHARD, C	Member	B	yes	03/2003	Apr 2, 2012	Mar 28, 2024
UMILE, ROSEMARY	Member	B	yes	04/2007	Apr 2, 2012	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.5B	$1.5B	9	6	0	n/a	n/a
2024	Apr 10, 2025	$1.2B	$1.2B	9	7	0	n/a	n/a
2023	Mar 28, 2024	$1.1B	$1.1B	9	7	0	n/a	n/a
2022	Mar 28, 2023	$958M	$958M	10	7	0	n/a	n/a
2021	Mar 23, 2022	$1.1B	$1.1B	10	6	0	n/a	n/a
2020	Mar 30, 2021	$848M	$847M	11	6	0	n/a	n/a
2019	Mar 6, 2020	$691M	$689M	11	6	0	n/a	n/a
2018	Mar 26, 2019	$590M	$587M	8	6	0	n/a	n/a
2017	Mar 29, 2018	$587M	$584M	8	6	0	n/a	n/a
2016	Mar 23, 2017	$480M	$475M	8	6	n/a	n/a	n/a
2015	Mar 22, 2016	$399M	$391M	8	4	n/a	n/a	n/a
2014	Mar 26, 2015	$389M	$384M	8	4	n/a	n/a	n/a
2013	Mar 10, 2014	$352M	$344M	10	6	n/a	n/a	n/a
2012	Mar 28, 2013	$311M	$302M	7	7	n/a	n/a	n/a
2011	Apr 2, 2012	$278M	$245M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.2B	16.9%	$958M	14.9%	9	9	0	0

Relationships

Registered with (16)

← Erika KrohomerAdvisorregistration: current employment
Nov 29, 2024 to presentfactForm ADV
← RYAN D RUTHERFORDAdvisorregistration: current employment
Nov 30, 2020 to presentfactForm ADV
← Meghan Elisabeth RooneyAdvisorregistration: current employment
Mar 17, 2017 to presentfactForm ADV
← TANYA MARIE MCMAHONAdvisorregistration: current employment
Oct 25, 2016 to presentfactForm ADV
← ERIN Flynn WellsAdvisorregistration: current employment
Nov 18, 2015 to presentfactForm ADV
← MOLLY ANNE GOODWINAdvisorregistration: current employment
Sep 2, 2011 to presentfactForm ADV
← KATIE ANN UMILEAdvisorregistration: current employment
Mar 11, 2003 to presentfactForm ADV
← ALEX YI PANAdvisorregistration: previous registration
Sep 22, 2022 to Jul 15, 2024factForm ADV
← TODD ANDREW HERMANAdvisorregistration: previous registration
Apr 16, 2021 to Feb 16, 2023factForm ADV
← John Alexander CisloAdvisorregistration: previous registration
Jul 28, 2015 to Feb 29, 2016factForm ADV
← MICHAEL B REGANAdvisorregistration: previous registration
Dec 7, 2012 to May 21, 2014factForm ADV
← MICHAEL PAUL GALLIAdvisorregistration: previous registration
Nov 1, 2010 to Mar 13, 2014factForm ADV
← Scott J PalmatierAdvisorregistration: previous registration
Nov 29, 2011 to Sep 17, 2013factForm ADV
← BRIAN DENNIS FOLEYAdvisorregistration: previous registration
Aug 16, 2010 to Aug 30, 2010factForm ADV
← OLIVER RANDALL TUTTAdvisorregistration: previous registration
Feb 14, 2003 to May 23, 2006factForm ADV
← RICHARD S SENTNORAdvisorregistration: previous registration
Oct 22, 2002 to Feb 6, 2003factForm ADV

Controls (3)

← UMILE, KATIE, ANNOwnerCEO/MANAGER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← UMILE, RICHARD, COwnerMEMBER, ownership code B, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← UMILE, ROSEMARYOwnerMEMBER, ownership code B, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV

Dated events

Occurred
Jul 15, 2024
Advisor changed firm
Alex Yi Pan left Icapital, Llc for Retirement And Wealth At Alliant, Llc (registered 2024-07-01)
Form ADVobserved 6 days ago
Occurred
Feb 16, 2023
Advisor changed firm
Todd Andrew Herman left Icapital, Llc for Grimes & Company (registered 2022-05-31)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2022
Regulatory AUM changed
Icapital, Llc reported RAUM $1.1B, up 29% from $848.2M (2021-03-30 to 2022-03-23)
Form ADVobserved 6 days ago
$246M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91dcb04e-51b5-1619-82f9-b4cf9490d27f
First observed: Apr 2, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ICAPITAL, LLC

CRD 122816

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91dcb04e-51b5-1619-82f9-b4cf9490d27f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KATIE ANN UMILE

n/a

PORTSMOUTH, NH | BOSTON, MA

n/a

MOLLY ANNE GOODWIN

n/a

BOSTON, MA

ERIN Flynn Wells

n/a

BOSTON, MA

n/a

TANYA MARIE MCMAHON

n/a

BOSTON, MA

n/a

Meghan Elisabeth Rooney

n/a

BOSTON, MA

n/a

RYAN D RUTHERFORD

n/a

BOSTON, MA

Erika Krohomer

n/a

BOSTON, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

UMILE, KATIE, ANN

CEO/MANAGER/CHIEF COMPLIANCE OFFICER

yes

08/2002

Apr 2, 2012

Mar 28, 2024

UMILE, RICHARD, C

Member

yes

03/2003

Apr 2, 2012

Mar 28, 2024

UMILE, ROSEMARY

Member

yes

04/2007

Apr 2, 2012

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.5B

n/a

2024

Apr 10, 2025

$1.2B

n/a

2023

Mar 28, 2024

$1.1B

n/a

2022

Mar 28, 2023

$958M

n/a

2021

Mar 23, 2022

$1.1B

n/a

2020

Mar 30, 2021

$848M

$847M

n/a

2019

Mar 6, 2020

$691M

$689M

n/a

2018

Mar 26, 2019

$590M

$587M

n/a

2017

Mar 29, 2018

$587M

$584M

n/a

2016

Mar 23, 2017

$480M

$475M

n/a

2015

Mar 22, 2016

$399M

$391M

n/a

2014

Mar 26, 2015

$389M

$384M

n/a

2013

Mar 10, 2014

$352M

$344M

n/a

2012

Mar 28, 2013

$311M

$302M

n/a

2011

Apr 2, 2012

$278M

$245M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.2B

16.9%

$958M

14.9%