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RIA / WealthAdvisorCertified Financial Planner34 years in industry

ETTORE D VENTRICE

Advisor at CRESSET ASSET MANAGEMENT, LLC

West Palm Beach, FL | CHICAGO, IL

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Search this name across graphsid dfx:ria:1fca2901-9436-35be-3b38-91058822f773

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 23, 1992 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESSET ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Apr 9, 1992
First registration: Apr 23, 1992
Dual registered: no
Other names: EDDIE VENTRICE|EDWARD VENTRICE
IAPD individual key: 2218373

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Aug 26, 2026	n/a	yes	CHICAGO, IL\|West Palm Beach, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 30, 2015	Sep 3, 2026	no	BOCA RATON, FL\|Boca Raton, FL	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 31, 2009	May 4, 2015	no	NORTH PALM BEACH, FL\|BOCA RATON, FL	Previous registration
STANFORD GROUP COMPANY	n/a	Nov 1, 2006	Mar 17, 2009	no	BOCA RATON, FL	Previous registration
STILLPOINT WEALTH MANAGEMENT, LLC	n/a	Oct 29, 2004	Nov 10, 2006	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 23, 1992	Apr 19, 2004	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	CRESSET ASSET MANAGEMENT, LLC	Sep 3, 2026	Aug 26, 2026	-8	Firm change	Wirehouse to RIA
OPPENHEIMER & CO. INC.	UBS FINANCIAL SERVICES INC.	May 4, 2015	Apr 30, 2015	-4	Firm change	Other
STANFORD GROUP COMPANY	OPPENHEIMER & CO. INC.	Mar 17, 2009	Mar 31, 2009	14	Firm change	Other
STILLPOINT WEALTH MANAGEMENT, LLC	STANFORD GROUP COMPANY	Nov 10, 2006	Nov 1, 2006	-9	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	STILLPOINT WEALTH MANAGEMENT, LLC	Apr 19, 2004	Oct 29, 2004	193	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:288566:FL:2026-09-03	Sep 3, 2026	Aug 26, 2026	BOCA RATON, FL	Firm change
249:8174:FL:2015-05-04	May 4, 2015	Apr 30, 2015	BOCA RATON, FL	Firm change

Relationships

Registered with (6)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 30, 2015 to Sep 3, 2026factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Mar 31, 2009 to May 4, 2015factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Nov 1, 2006 to Mar 17, 2009factForm ADV
→ STILLPOINT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 29, 2004 to Nov 10, 2006factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 23, 1992 to Apr 19, 2004factForm ADV

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
Ettore D Ventrice left Ubs Financial Services Inc. for Cresset Asset Management, Llc (registered 2026-08-26)
Form ADVobserved 6 days ago