DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ettore D Ventrice

Cresset Asset Management, LLCindependent RIAWest Palm Beach, Fl IA-onlyIAPD 2218373

Certified Financial Planner

Feed of 09/15/2026

Also filed as Eddie Ventrice

At current firm

0 y

since Aug 26, 2026

In the industry

34 y

since Apr 9, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cresset Asset Management, LLC independent RIA current
since Aug 26, 2026 · Chicago, Il
UBS Financial Services Inc. wirehouse
Apr 30, 2015 to Sep 3, 2026 · Boca Raton, Fl
Oppenheimer & Co. Inc. BD affiliated
Mar 31, 2009 to May 4, 2015 · North Palm Beach, Fl
Stanford Group Company unclassified
Nov 1, 2006 to Mar 17, 2009 · Boca Raton, Fl
Stillpoint Wealth Management, LLC unclassified
Oct 29, 2004 to Nov 10, 2006 · Boca Raton, Fl
Citigroup Global Markets Inc. BD affiliated
Apr 23, 1992 to Apr 19, 2004 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

UBS Financial Services Inc. to Cresset Asset Management, LLC
left Sep 3, 2026, registered Aug 26, 2026 (-8 days) · Wirehouse to independent RIA · moved with a team
Oppenheimer & Co. Inc. to UBS Financial Services Inc.
left May 4, 2015, registered Apr 30, 2015 (-4 days) · Other · moved with a team
Stanford Group Company to Oppenheimer & Co. Inc.
left Mar 17, 2009, registered Mar 31, 2009 (14 days) · Other
Stillpoint Wealth Management, LLC to Stanford Group Company
left Nov 10, 2006, registered Nov 1, 2006 (-9 days) · Other
Citigroup Global Markets Inc. to Stillpoint Wealth Management, LLC
left Apr 19, 2004, registered Oct 29, 2004 (193 days) · Other

Signals

Ettore D Ventrice left Ubs Financial Services Inc. for Cresset Asset Management, Llc (registered 2026-08-26)
Sep 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address