DFX Intelligence

J•••• K••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••• K••• G••••••

Advisor at A••••• W•••••

Southold, NY | WEST HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fcc5751-383f-7a26-c273-831a22825664

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W•••••	Independent wealth	May 16, 2014	n/a	yes	WEST HARTFORD, CT\|Southold, NY	Current employment
S••••••• P•••••••	Independent wealth	Apr 20, 2006	Jan 8, 2025	no	GLASTONBURY, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• P•••••••	A••••• W•••••	Jan 8, 2025	May 16, 2014	-3,890	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••• P•••••••	Mar 13, 2006	Apr 20, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
120982:171106:CT:2025-01-08	Jan 8, 2025	May 16, 2014	GLASTONBURY, CT	Firm change after gap

Relationships

Registered with (3)

→ A••••• W•••••Registered adviserregistration: current employment
May 16, 2014 to presentfactForm ADV
→ S••••••• P•••••••Registered adviserregistration: previous registration
Apr 20, 2006 to Jan 8, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 8, 2006 to Mar 13, 2006factForm ADV

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fcc5751-383f-7a26-c273-831a22825664
First observed: Mar 8, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.