DFX Intelligence

Data Factory

RIA / WealthAdvisor16 years in industry

Joseph Paul Montana

Advisor at TWELVE POINTS WEALTH MANAGEMENT

CONCORD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fdc96ce-eff2-2e53-3235-c18bc6f1e31b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TWELVE POINTS WEALTH MANAGEMENT
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 2, 2010
First registration: Jun 4, 2010
Dual registered: no
Other names: JOSEPH P MONTANA|Joseph Montana
IAPD individual key: 5505765

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TWELVE POINTS WEALTH MANAGEMENT	Mixed wealth	May 22, 2025	n/a	yes	CONCORD, MA	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Mar 30, 2015	Mar 29, 2022	no	WESTBOROUGH, MA	Previous registration
ABG RETIREMENT PLAN INVESTMENT SERVICES	Former SEC adviser	Jan 15, 2014	Aug 29, 2014	no	PEORIA, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 4, 2010	Sep 7, 2011	no	PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	TWELVE POINTS WEALTH MANAGEMENT	Mar 29, 2022	May 22, 2025	1,150	Firm change after gap	Ibd to RIA
ABG RETIREMENT PLAN INVESTMENT SERVICES	CETERA ADVISORS LLC	Aug 29, 2014	Mar 30, 2015	213	Firm change	Other
MORGAN STANLEY	ABG RETIREMENT PLAN INVESTMENT SERVICES	Sep 7, 2011	Jan 15, 2014	861	Firm change after gap	Wirehouse to new firm

Relationships

Registered with (4)

→ TWELVE POINTS WEALTH MANAGEMENTRegistered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Mar 30, 2015 to Mar 29, 2022factForm ADV
→ ABG RETIREMENT PLAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jan 15, 2014 to Aug 29, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 4, 2010 to Sep 7, 2011factForm ADV

Dated events

Occurred
Mar 29, 2022
Advisor changed firm
Joseph Paul Montana left Cetera Advisors Llc for Twelve Points Wealth Management (registered 2025-05-22)
Form ADVobserved 4 days ago