RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• P••• M••••••
- Professional profile
- linkedin.com/in/joe-montana-90a31731reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- T••••• P••••• W••••• M••••••••• mixed wealth currentsince May 22, 2025 · Concord, Ma
- C••••• A••••••• L•• formerMar 30, 2015 to Mar 29, 2022 · Westborough, Ma
- A•• R••••••••• P••• I••••••••• S••••••• formerJan 15, 2014 to Aug 29, 2014 · Peoria, Il
- M••••• S•••••• wirehouseJun 4, 2010 to Sep 7, 2011 · Peoria, Il
- C••••• A••••••• L•• to T••••• P••••• W••••• M•••••••••left Mar 29, 2022, registered May 22, 2025 (1150 days) · Affiliated broker-dealer or bank to independent RIA
- A•• R••••••••• P••• I••••••••• S••••••• to C••••• A••••••• L••left Aug 29, 2014, registered Mar 30, 2015 (213 days) · Other
- M••••• S•••••• to A•• R••••••••• P••• I••••••••• S•••••••left Sep 7, 2011, registered Jan 15, 2014 (861 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••••• P••• M•••••• left C••••• A••••••• L•• for T••••• P••••• W••••• M••••••••• (registered 2025-05-22)Mar 29, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address