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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
COCONUT GROVE, FL | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 26, 2021 | n/a | yes | COCONUT GROVE, FL|PLYMOUTH, MN | Current employment |
| INVESTOR SOLUTIONS | Former SEC adviser | Feb 20, 2008 | Nov 19, 2021 | no | COCONUT GROVE, FL|COCONUT GROVE, FL | Previous registration |
| PROVENANCE WEALTH ADVISORS | Independent wealth | Mar 9, 2005 | Sep 5, 2007 | no | FT. LAUDERDALE, FL | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Jan 26, 2005 | Aug 28, 2007 | no | MIAMI, FL|MIAMI, FL | Previous registration |
| OBSIDIAN INVESTMENT ADVISERS, LLC | State registered | Oct 21, 2004 | Aug 19, 2005 | no | REDMOND, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTOR SOLUTIONS | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 19, 2021 | Oct 26, 2021 | -24 | Firm change | RIA to ibd |
| PROVENANCE WEALTH ADVISORS | INVESTOR SOLUTIONS | Sep 5, 2007 | Feb 20, 2008 | 168 | Firm change | Other |
| WALNUT STREET SECURITIES, INC. | PROVENANCE WEALTH ADVISORS | Aug 28, 2007 | Mar 9, 2005 | -902 | Firm change after gap | Other |
| OBSIDIAN INVESTMENT ADVISERS, LLC | WALNUT STREET SECURITIES, INC. | Aug 19, 2005 | Jan 26, 2005 | -205 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106532:116407:FL:2021-11-19 | Nov 19, 2021 | Oct 26, 2021 | COCONUT GROVE, FL | Firm change |