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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PROVENANCE WEALTH ADVISORS

PROVENANCE WEALTH ADVISORS, LLC, CRD 126529

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd6a828e-6090-0001-e9a8-77834f1f1750

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 50
Dated events: 19
On other graphs: 0
Observed: May 26, 2018 to Sep 11, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.58 fund_share=0.0 institutional_share=0.33 related_bd=true related_bank=false bd_reps=20.0
Regulatory AUM: $3.6BItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $2.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 58%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 18
RAUM per advisor: $202Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 52
Advisory employees: 20
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 3,820
Individual clients: 2,340
High net worth clients: 524
SEC number: 801-113505
CIK: 2081584
CRD: 126529
Filings on the tape: 32
First filed: May 26, 2018
Latest filed: Sep 11, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT RICHARD MONTGOMERY	Chartered Financial Consultant	FORT LAUDERDALE, FL	23	38	4	yes
TODD ANTHONY MOLL	Certified Financial Planner	FORT LAUDERDALE, FL	23	26	3	yes
ERIC PAUL ZEITLIN	n/a	FORT LAUDERDALE, FL	23	33	3	yes
LEE FREDERICK HEDIGER	n/a	FORT LAUDERDALE, FL	23	29	3	yes
BRENDAN THOMAS HAYES	n/a	FORT LAUDERDALE, FL	21	29	3	yes
SEAN THOMAS DEVINEY	n/a	FORT LAUDERDALE, FL	20	23	2	yes
MARTHA SWAIN	Certified Financial Planner	FORT LAUDERDALE, FL	15	15	1	yes
JOSEPH KARL	n/a	FORT LAUDERDALE, FL	13	18	4	yes
WILLIAM GERARD MCKENNA	Chartered Financial Consultant	FORT LAUDERDALE, FL \| MASON, OH	13	44	4	yes
Kathleen Graham Marteney	n/a	FORT LAUDERDALE, FL	12	31	4	yes
SHANE DAVID PHILLIPS	n/a	FORT LAUDERDALE, FL	11	16	3	yes
Thomas Joseph Scanlan	n/a	FORT LAUDERDALE, FL	8	26	3	yes
Ryan T. Whiteman	n/a	Miami, FL \| FORT LAUDERDALE, FL	4	15	3	yes
DONNA SUE SANTANGELO	n/a	FORT LAUDERDALE, FL	3	39	2	yes
Evan Dunayer	n/a	FORT LAUDERDALE, FL	3	13	1	yes
Augusto Jose De Luna	n/a	FORT LAUDERDALE, FL	1	16	n/a	yes
William Charles Dahm	Certified Financial Planner	FORT LAUDERDALE, FL	1	11	2	yes
Kevin David Hurley	n/a	FORT LAUDERDALE, FL \| Westlake, FL	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEVINEY, SEAN, THOMAS	Director	Na	yes	10/2017	Sep 11, 2026	Sep 11, 2026
MOLL, TODD, ANTHONY	Director	Na	yes	12/2000	Sep 11, 2026	Sep 11, 2026
MONTGOMERY, SCOTT, RICHARD	Director	Na	yes	01/2010	Sep 11, 2026	Sep 11, 2026
MOTTEK, PETER, SCOTT	CHIEF EXECUTIVE OFFICER	Na	yes	02/2025	Sep 11, 2026	Sep 11, 2026
PWA HOLDINGS, LLC	Member	E	yes	07/2022	Sep 11, 2026	Sep 11, 2026
Scanlan, Thomas, Joseph	CHIEF OPERATING OFFICER	Na	yes	05/2015	Sep 11, 2026	Sep 11, 2026
ZEITLIN, ERIC, PAUL	CHAIRMAN OF BOARD	Na	yes	02/2000	Sep 11, 2026	Sep 11, 2026
BERKOWITZ, RICHARD, ALAN	MANAGING MEMBER	C	yes	01/2000	Jun 13, 2018	Dec 20, 2024
BRANT, BARRY, MICHAEL	Member	C	yes	01/2000	Jun 13, 2018	Dec 20, 2024
HEDIGER, LEE, FREDERICK	Director	Na	yes	02/2000	May 26, 2018	Dec 20, 2024
HEDIGER, LEE, FREDERICK	Member	C	yes	01/2000	May 26, 2018	Dec 20, 2024
PARADIGM FINANCIAL GROUP LLC	Member	D	yes	04/2021	Jul 6, 2022	Dec 20, 2024
ZEITLIN, ERIC, PAUL	Member	D	yes	01/2000	May 26, 2018	Dec 20, 2024
ZYH HOLDING COMPANY LLC	Member	D	yes	04/2021	Jul 6, 2022	Dec 20, 2024
KRAVEC, ALAN, STEVEN	CHIEF COMPLIANCE OFFICER	Na	no	01/2026	Sep 11, 2026	Sep 11, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BERKOWITZ POLLACK BRANT ADVISORS AND ACCOUNTANTS	n/a	n/a	n/a	N	yes	n/a
PROVENANCE INSURANCE SERVICES LLC	n/a	n/a	n/a	Y	yes	n/a
PWA SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Miami	FL	United States	9	yes
BOCA RATON	FL	United States	2	yes
Miami	FL	United States	1	no
WEST PALM BEACH	FL	United States	1	yes
Mason	Oh	United States	1	yes
NEW YORK	NY	United States	0	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 9, 2026	$4.4B	$2.1B	52	20	6	n/a	n/a
2024	Mar 26, 2025	$3.5B	$2.1B	49	21	6	n/a	n/a
2023	Mar 26, 2024	$2.6B	$1.8B	50	23	7	n/a	n/a
2022	May 16, 2023	$623M	$0	54	20	7	n/a	n/a
2021	Mar 31, 2022	$795M	$0	54	22	7	n/a	n/a
2020	Mar 16, 2021	$549M	$0	45	18	7	n/a	n/a
2019	Mar 17, 2020	$467M	$0	44	17	7	n/a	n/a
2018	Mar 25, 2019	$421M	$0	41	17	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	4	-3	22.2%	1	0	0	3	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.6B	$3.5B	2.9%	$623M	79.9%	52	49	5	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	3	Mar 30, 2026	Apr 1, 2026	FORT LAUDERDALE, FL	Team lift out	RIA to ibd	15.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	10	Aug 25, 2023	Sep 12, 2023	MIAMI, FL	Team lift out	Other	0.2%

Relationships

Registered with (35)

← Kevin David HurleyAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← William Charles DahmAdvisorregistration: current employment
Nov 19, 2024 to presentfactForm ADV
← Augusto Jose De LunaAdvisorregistration: current employment
Oct 28, 2024 to presentfactForm ADV
← Evan DunayerAdvisorregistration: current employment
Sep 12, 2023 to presentfactForm ADV
← DONNA SUE SANTANGELOAdvisorregistration: current employment
Sep 1, 2023 to presentfactForm ADV
← Ryan T. WhitemanAdvisorregistration: current employment
Apr 29, 2022 to presentfactForm ADV
← Thomas Joseph ScanlanAdvisorregistration: current employment
Jul 5, 2018 to presentfactForm ADV
← SHANE DAVID PHILLIPSAdvisorregistration: current employment
Mar 30, 2015 to presentfactForm ADV
← Kathleen Graham MarteneyAdvisorregistration: current employment
Mar 28, 2014 to presentfactForm ADV
← WILLIAM GERARD MCKENNAAdvisorregistration: current employment
Apr 8, 2013 to presentfactForm ADV
← JOSEPH KARLAdvisorregistration: current employment
Oct 31, 2012 to presentfactForm ADV
← MARTHA SWAINAdvisorregistration: current employment
Apr 28, 2011 to presentfactForm ADV
← SEAN THOMAS DEVINEYAdvisorregistration: current employment
Nov 7, 2005 to presentfactForm ADV
← BRENDAN THOMAS HAYESAdvisorregistration: current employment
Mar 9, 2005 to presentfactForm ADV
← SCOTT RICHARD MONTGOMERYAdvisorregistration: current employment
May 6, 2003 to presentfactForm ADV
← TODD ANTHONY MOLLAdvisorregistration: current employment
May 6, 2003 to presentfactForm ADV
← ERIC PAUL ZEITLINAdvisorregistration: current employment
May 6, 2003 to presentfactForm ADV
← LEE FREDERICK HEDIGERAdvisorregistration: current employment
May 6, 2003 to presentfactForm ADV
← Pedro Ernesto Harth-SilvaAdvisorregistration: previous registration
Aug 25, 2023 to Mar 30, 2026factForm ADV
← MELVIN OVET PEREZAdvisorregistration: previous registration
Jul 6, 2018 to Mar 30, 2026factForm ADV
← OSCAR JESUS CASTELLANOSAdvisorregistration: previous registration
Jul 6, 2018 to Mar 30, 2026factForm ADV
← Lauren ChaffeeAdvisorregistration: previous registration
Jul 14, 2025 to Dec 19, 2025factForm ADV
← ROBERT MARK WEISSAdvisorregistration: previous registration
Jan 29, 2019 to Dec 2, 2024factForm ADV
← MELISSA MCGRATHAdvisorregistration: previous registration
Aug 25, 2023 to May 29, 2024factForm ADV
← Justin PULLAROAdvisorregistration: previous registration
Oct 17, 2023 to May 29, 2024factForm ADV
← Carlos Fernando MenesesAdvisorregistration: previous registration
Sep 5, 2023 to Mar 14, 2024factForm ADV
← JAMEL GORDONAdvisorregistration: previous registration
Jun 26, 2018 to Apr 12, 2022factForm ADV
← Douglas Adam GerrardAdvisorregistration: previous registration
Jul 5, 2018 to Dec 17, 2018factForm ADV
← PAUL WOLFSON CARMANAdvisorregistration: previous registration
Jan 17, 2014 to Jun 17, 2016factForm ADV
← RAQUEL NALOAdvisorregistration: previous registration
Mar 14, 2011 to Nov 22, 2011factForm ADV
and 5 more

Moved with (2)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser3 advisors, team lift out, same day
Mar 30, 2026 to Apr 1, 2026factForm ADV
← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser10 advisors, team lift out, same day
Aug 25, 2023 to Sep 12, 2023factForm ADV

Controls (11)

← MONTGOMERY, SCOTT, RICHARDOwnerDIRECTOR, ownership code NA, individual
May 26, 2018 to Dec 20, 2024factForm ADV
← MOLL, TODD, ANTHONYOwnerDIRECTOR, ownership code NA, individual
May 26, 2018 to Dec 20, 2024factForm ADV
← ZEITLIN, ERIC, PAULOwnerMEMBER, ownership code D, individual
May 26, 2018 to Dec 20, 2024factForm ADV
← HEDIGER, LEE, FREDERICKOwnerMEMBER, ownership code C, individual
May 26, 2018 to Dec 20, 2024factForm ADV
← SCANLAN, THOMAS, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 26, 2018 to Dec 20, 2024factForm ADV
← BERKOWITZ, RICHARD, ALANOwnerMANAGING MEMBER, ownership code C, individual
Jun 13, 2018 to Dec 20, 2024factForm ADV
← DEVINEY, SEAN, THOMASOwnerDIRECTOR, ownership code NA, individual
May 26, 2018 to Dec 20, 2024factForm ADV
← BRANT, BARRY, MICHAELOwnerMEMBER, ownership code C, individual
Jun 13, 2018 to Dec 20, 2024factForm ADV
← PARADIGM FINANCIAL GROUP LLCOwnerMEMBER, ownership code D, domestic entity
Jul 6, 2022 to Dec 20, 2024factForm ADV
← PWA HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Jul 6, 2022 to Dec 20, 2024factForm ADV
← ZYH HOLDING COMPANY LLCOwnerMEMBER, ownership code D, domestic entity
Jul 6, 2022 to Dec 20, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Team lift-out
3 advisors left Provenance Wealth Advisors (Fort Lauderdale, FL) for Raymond James Financial Services Advisors, Inc on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Mar 30, 2026
Advisor changed firm
Melvin Ovet Perez left Provenance Wealth Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-04-01)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Oscar Jesus Castellanos left Provenance Wealth Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-04-01)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Pedro Ernesto Harth-Silva left Provenance Wealth Advisors for Raymond James Financial Services Advisors, Inc (registered 2026-03-31)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2026
Regulatory AUM changed
Provenance Wealth Advisors reported RAUM $4.4B, up 26% from $3.5B (2025-10-03 to 2026-01-09)
Form ADVobserved 4 days ago
$921M
Occurred
Dec 19, 2025
Advisor changed firm
Lauren Chaffee left Provenance Wealth Advisors for Wells Fargo Advisors (registered 2026-01-08)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2025
Regulatory AUM changed
Provenance Wealth Advisors reported RAUM $3.5B, up 35% from $2.6B (2024-12-20 to 2025-03-26)
Form ADVobserved 4 days ago
$908M
Occurred
Dec 2, 2024
Advisor changed firm
Robert Mark Weiss left Provenance Wealth Advisors for Summit Financial, Llc (registered 2024-12-04)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Melissa Mcgrath left Provenance Wealth Advisors for Ameriprise Financial Services, Llc (registered 2024-06-19)
Form ADVobserved 4 days ago
Occurred
May 29, 2024
Advisor changed firm
Justin Pullaro left Provenance Wealth Advisors for Core Planning (registered 2024-08-02)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2024
Advisor changed firm
Carlos Fernando Meneses left Provenance Wealth Advisors for Efg Private Wealth Management (Americas) Corp. (registered 2024-05-06)
Form ADVobserved 4 days ago
Occurred
Sep 25, 2023
Regulatory AUM changed
Provenance Wealth Advisors reported RAUM $2.6B, up 324% from $623.2M (2023-08-25 to 2023-09-25)
Form ADVobserved 4 days ago
$2.0B
Occurred
Aug 25, 2023
Team lift-out
10 advisors left Raymond James Financial Services Advisors, Inc (Miami, FL) for Provenance Wealth Advisors on the same day
Form ADVobserved 4 days ago
10 advisors
Occurred
Jul 6, 2022
Control person joined
Alan Richard Berkowitz (Managing Member) appeared on Schedule A of Provenance Wealth Advisors
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person joined
Michael Barry Brant (Member) appeared on Schedule A of Provenance Wealth Advisors
Form ADVobserved 4 days ago
Occurred
Jul 6, 2022
Control person left
Allen Richard Pollack (Managing Member) no longer on Schedule A of Provenance Wealth Advisors (listed 2022-03-31, absent 2022-07-06)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2022
Advisor changed firm
Jamel Gordon left Provenance Wealth Advisors for Rose Capital Advisors, Llc (registered 2022-04-04)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Provenance Wealth Advisors reported RAUM $794.5M, up 45% from $549.2M (2021-03-16 to 2022-03-31)
Form ADVobserved 4 days ago
$245M
Occurred
May 26, 2018
First Form ADV filing
Provenance Wealth Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd6a828e-6090-0001-e9a8-77834f1f1750
First observed: May 26, 2018
Last observed: Sep 11, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROVENANCE WEALTH ADVISORS

PROVENANCE WEALTH ADVISORS, LLC, CRD 126529

FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd6a828e-6090-0001-e9a8-77834f1f1750

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT RICHARD MONTGOMERY

Chartered Financial Consultant

FORT LAUDERDALE, FL

yes

TODD ANTHONY MOLL

Certified Financial Planner

FORT LAUDERDALE, FL

yes

ERIC PAUL ZEITLIN

n/a

FORT LAUDERDALE, FL

yes

LEE FREDERICK HEDIGER

n/a

FORT LAUDERDALE, FL

yes

BRENDAN THOMAS HAYES

n/a

FORT LAUDERDALE, FL

yes

SEAN THOMAS DEVINEY

n/a

FORT LAUDERDALE, FL

yes

MARTHA SWAIN

Certified Financial Planner

FORT LAUDERDALE, FL

yes

JOSEPH KARL

n/a

FORT LAUDERDALE, FL

yes

WILLIAM GERARD MCKENNA

Chartered Financial Consultant

FORT LAUDERDALE, FL | MASON, OH

yes

Kathleen Graham Marteney

n/a

FORT LAUDERDALE, FL

yes

SHANE DAVID PHILLIPS

n/a

FORT LAUDERDALE, FL

yes

Thomas Joseph Scanlan

n/a

FORT LAUDERDALE, FL

yes

Ryan T. Whiteman

n/a

Miami, FL | FORT LAUDERDALE, FL

yes

DONNA SUE SANTANGELO

n/a

FORT LAUDERDALE, FL

yes

Evan Dunayer

n/a

FORT LAUDERDALE, FL

yes

Augusto Jose De Luna

n/a

FORT LAUDERDALE, FL

n/a

yes

William Charles Dahm

Certified Financial Planner

FORT LAUDERDALE, FL

yes

Kevin David Hurley

n/a

FORT LAUDERDALE, FL | Westlake, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEVINEY, SEAN, THOMAS

Director

yes

10/2017

Sep 11, 2026

MOLL, TODD, ANTHONY

Director

yes

12/2000

Sep 11, 2026

MONTGOMERY, SCOTT, RICHARD

Director

yes

01/2010

Sep 11, 2026

MOTTEK, PETER, SCOTT

CHIEF EXECUTIVE OFFICER

yes

02/2025

Sep 11, 2026

PWA HOLDINGS, LLC

Member

yes

07/2022

Sep 11, 2026

Scanlan, Thomas, Joseph

CHIEF OPERATING OFFICER

yes

05/2015

Sep 11, 2026

ZEITLIN, ERIC, PAUL

CHAIRMAN OF BOARD

yes

02/2000

Sep 11, 2026

BERKOWITZ, RICHARD, ALAN

MANAGING MEMBER

yes

01/2000

Jun 13, 2018

Dec 20, 2024

BRANT, BARRY, MICHAEL

Member

yes

01/2000

Jun 13, 2018

Dec 20, 2024

HEDIGER, LEE, FREDERICK

Director

yes

02/2000

May 26, 2018

Dec 20, 2024

HEDIGER, LEE, FREDERICK

Member

yes

01/2000

May 26, 2018

Dec 20, 2024

PARADIGM FINANCIAL GROUP LLC

Member

yes

04/2021

Jul 6, 2022

Dec 20, 2024

ZEITLIN, ERIC, PAUL

Member

yes

01/2000

May 26, 2018

Dec 20, 2024

ZYH HOLDING COMPANY LLC

Member

yes

04/2021

Jul 6, 2022

Dec 20, 2024

KRAVEC, ALAN, STEVEN

CHIEF COMPLIANCE OFFICER

01/2026

Sep 11, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BERKOWITZ POLLACK BRANT ADVISORS AND ACCOUNTANTS

n/a

yes

n/a

PROVENANCE INSURANCE SERVICES LLC

n/a

yes

n/a

PWA SECURITIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Miami

United States

yes

BOCA RATON

United States

yes

Miami

United States

WEST PALM BEACH

United States

yes

Mason

United States

yes

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 9, 2026

$4.4B

$2.1B

n/a

2024

Mar 26, 2025

$3.5B

$2.1B

n/a

2023

Mar 26, 2024

$2.6B

$1.8B

n/a

2022

May 16, 2023

$623M

n/a

2021

Mar 31, 2022

$795M

n/a

2020

Mar 16, 2021

$549M

n/a

2019

Mar 17, 2020

$467M

n/a

2018

Mar 25, 2019

$421M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

22.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.6B

$3.5B

2.9%

$623M

79.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Mar 30, 2026

Apr 1, 2026

FORT LAUDERDALE, FL

Team lift out

RIA to ibd

15.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 25, 2023

Sep 12, 2023

MIAMI, FL

Team lift out

Other

0.2%