DFX Intelligence

K•••• S•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

K•••• S•••• S•••

Advisor at K•••••• C•••••• M••••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:1fe16f88-5ba7-51d2-509f-4f419698a722

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• C•••••• M••••••••• L••	Independent wealth	Jul 17, 2026	n/a	yes	RICHMOND, VA	Current employment
K•••••• C•••••• M••••••••• L••	Independent wealth	Aug 2, 2016	Dec 31, 2025	no	RICHMOND, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	K•••••• C•••••• M••••••••• L••	Jul 19, 2016	Aug 2, 2016	14	Firm change	Other
D•••••••• • C•••••• L••	S••••••• I••••••••• S•••••••• I•••	Apr 5, 2011	Oct 14, 2014

Relationships

Registered with (4)

→ K•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 2, 2016 to Dec 31, 2025factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 14, 2014 to Jul 19, 2016factForm ADV
→ D•••••••• • C•••••• L••Registered adviserregistration: previous registration
Nov 2, 2007 to Apr 5, 2011factForm ADV
→ M••••• S•••••• • C•• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fe16f88-5ba7-51d2-509f-4f419698a722
First observed: May 3, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.