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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

KANAWHA CAPITAL MANAGEMENT, LLC

CRD 118458

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a6f7d36-7c59-194d-8fe5-2a712ebf578f

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 2
On other graphs: 0
Observed: Feb 17, 2012 to Sep 4, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $460Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,484
Individual clients: 153
High net worth clients: 407
Custody, client assets: $645M
SEC number: 801-60800
CRD: 118458
Filings on the tape: 51
First filed: Feb 17, 2012
Latest filed: Sep 4, 2026
Organised: Limited Liability Company, DE
Website: kancap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
CHRISTOPHER JEROME SINGLETON	Chartered Financial Analyst	RICHMOND, VA	30	1	no
THOMAS KIRBY GARNER	Certified Financial Planner\|Chartered Financial Analyst	RICHMOND, VA	27	4	no
KEVIN SCOTT SEAY	Certified Financial Planner	RICHMOND, VA	23	4	no
JAMES D PICKERT	Certified Financial Planner	RICHMOND, VA	12	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARNER, THOMAS, KIRBY	President	Na	yes	03/2020	Sep 4, 2026	Sep 4, 2026
PICKERT, JAMES, D	MANAGING DIRECTOR	Na	yes	01/2026	Sep 4, 2026	Sep 4, 2026
SEAY, KEVIN, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	03/2020	Sep 4, 2026	Sep 4, 2026
SINGLETON, CHRISTOPHER, JEROME	CHIEF INVESTMENT OFFICER	Na	yes	07/2007	Sep 4, 2026	Sep 4, 2026
WT ACQUISITION, LLC	Owner	E	yes	05/2017	Sep 4, 2026	Sep 4, 2026
HIGHTOWER HOLDING, LLC	Owner	E	yes	05/2017	Mar 26, 2018	Apr 26, 2024
THL HT SPV, L.P.	25-50% OWNER OF APPLICANT'S HOLDING COMPANY	C	yes	12/2020	Jan 2, 2021	Apr 26, 2024
BERG, DANIEL, JEREMY	DIRECTOR OF FINANCE	Na	no	03/2019	Mar 25, 2019	Apr 26, 2024
BOYLE, JOHN, THOMAS	Principal	Na	no	11/2019	Mar 18, 2022	Apr 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HIGHTOWER ADVISORS, LLC	n/a	Bd affiliated wealth	$199B	N	yes	n/a
GRANT TANI BARASH & ALTMAN, LLC	n/a	Independent wealth	$2.3B	N	yes	n/a
MADISON AVENUE FINANCIAL SOLUTIONS, LLC	n/a	Asset manager	$2.1B	N	yes	n/a
DELTA ASSET MANAGEMENT, LLC	n/a	Independent wealth	$1.5B	N	yes	n/a
HARVEY INVESTMENT COMPANY, LLC	n/a	Independent wealth	$1.0B	N	yes	n/a
WEALTHTRUST AXIOM, LLC	n/a	Independent wealth	$900M	N	yes	n/a
DUNCKER, STREETT & CO., LLC	n/a	Independent wealth	$707M	N	yes	n/a
THE RIKOON GROUP, LLC	n/a	Former SEC adviser	$72.2M	N	yes	n/a
HIGHTOWER SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
HIGHTOWER TRUST COMPANY N.A.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$1.8B	$1.8B	11	4	0	n/a	n/a
2024	Mar 26, 2025	$1.6B	$1.6B	10	4	0	n/a	n/a
2023	Mar 27, 2024	$1.4B	$1.4B	11	5	0	n/a	n/a
2022	Mar 28, 2023	$1.3B	$1.3B	10	4	0	n/a	n/a
2021	Mar 18, 2022	$1.4B	$1.4B	10	4	0	n/a	n/a
2020	Mar 25, 2021	$1.2B	$1.2B	10	4	0	n/a	n/a
2019	Mar 16, 2020	$1.1B	$1.1B	10	4	0	n/a	n/a
2018	Mar 25, 2019	$884M	$838M	10	4	0	n/a	n/a
2017	Mar 26, 2018	$938M	$878M	11	5	0	n/a	n/a
2016	Mar 23, 2017	$836M	$783M	12	5	n/a	n/a	n/a
2015	Mar 16, 2016	$769M	$720M	12	5	n/a	n/a	n/a
2014	Mar 16, 2015	$784M	$731M	12	5	n/a	n/a	n/a
2013	Mar 25, 2014	$739M	$689M	12	5	n/a	n/a	n/a
2012	Mar 22, 2013	$588M	$538M	12	5	n/a	n/a	n/a
2011	Feb 17, 2012	$569M	$519M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.6B	12.1%	$1.3B	12.7%	11	10	0	0

Relationships

Affiliated with (21)

→ HARVEY INVESTMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ DUNCKER STREETT & CO.Registered adviserother investment adviser, common control
factForm ADV
→ DELTA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE RIKOON GROUP, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AXIOM ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ HIGHTOWER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MADISON AVENUE SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GRANT TANI BARASH & ALTMAN, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HIGHTOWER ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MADISON AVENUE SOLUTIONS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HARVEY INVESTMENT COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← DELTA ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← AXIOM ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← DUNCKER STREETT & CO.Registered adviserother investment adviser, common control
factForm ADV
← GRANT TANI BARASH & ALTMAN, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ALTIUM WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← HIGHTOWER 6M HOLDING, LLCRegistered adviserother investment adviser, common control
factForm ADV
← BEL AIR INVESTMENT ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← HIGHTOWER PRIVATE CLIENTRegistered adviserother investment adviser, common control
factForm ADV
← FAIRPORT ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← WEALTHTRUST ARIZONARegistered adviserother investment adviser, common control
factForm ADV

Registered with (7)

← CHRISTOPHER JEROME SINGLETONAdvisorregistration: previous registration
Dec 13, 1999 to Dec 31, 2025factForm ADV
← THOMAS KIRBY GARNERAdvisorregistration: previous registration
Jan 24, 2006 to Dec 31, 2025factForm ADV
← KEVIN SCOTT SEAYAdvisorregistration: previous registration
Aug 2, 2016 to Dec 31, 2025factForm ADV
← JAMES D PICKERTAdvisorregistration: previous registration
Apr 10, 2023 to Dec 31, 2025factForm ADV
← MELISSA RAMONA TOWNESAdvisorregistration: previous registration
Nov 3, 2009 to Nov 24, 2010factForm ADV
← JOSEPH CORNELIUS GODSEYAdvisorregistration: previous registration
Jan 1, 2000 to Jul 5, 2006factForm ADV
← Susan Ann MurpheyAdvisorregistration: previous registration
Feb 13, 2002 to Mar 18, 2004factForm ADV

Owns (2)

← BOYLE, JOHN, THOMASOwnerPRINCIPAL, ownership code NA, individual
Mar 18, 2022 to Apr 26, 2024factForm ADV
← BERG, DANIEL, JEREMYOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Mar 25, 2019 to Apr 26, 2024factForm ADV

Controls (6)

← SINGLETON, CHRISTOPHER, JEROMEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Feb 17, 2012 to Apr 26, 2024factForm ADV
← GARNER, THOMAS, KIRBYOwnerPRESIDENT, ownership code NA, individual
Jan 22, 2014 to Apr 26, 2024factForm ADV
← SEAY, KEVIN, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 20, 2019 to Apr 26, 2024factForm ADV
← HIGHTOWER HOLDING, LLCOwnerOWNER, ownership code E, domestic entity
Mar 26, 2018 to Apr 26, 2024factForm ADV
← THL HT SPV, L.P.Owner25-50% OWNER OF APPLICANT'S HOLDING COMPANY, ownership code C, domestic entity
Jan 2, 2021 to Apr 26, 2024factForm ADV
← WT ACQUISITION, LLCOwnerOWNER, ownership code E, domestic entity
Mar 26, 2018 to Apr 26, 2024factForm ADV

Dated events

Occurred
Apr 26, 2024
Control person left
Selfe Richard Williford (Managing Director) no longer on Schedule A of Kanawha Capital Management, Llc (listed 2024-03-27, absent 2024-04-26)
Form ADVobserved 5 days ago
Occurred
Feb 20, 2019
Control person joined
Scott Kevin Seay (Managing Director) appeared on Schedule A of Kanawha Capital Management, Llc
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a6f7d36-7c59-194d-8fe5-2a712ebf578f
First observed: Feb 17, 2012
Last observed: Sep 4, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KANAWHA CAPITAL MANAGEMENT, LLC

CRD 118458

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5a6f7d36-7c59-194d-8fe5-2a712ebf578f

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER JEROME SINGLETON

Chartered Financial Analyst

RICHMOND, VA

THOMAS KIRBY GARNER

Certified Financial Planner|Chartered Financial Analyst

RICHMOND, VA

KEVIN SCOTT SEAY

Certified Financial Planner

RICHMOND, VA

JAMES D PICKERT

Certified Financial Planner

RICHMOND, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARNER, THOMAS, KIRBY

President

yes

03/2020

Sep 4, 2026

PICKERT, JAMES, D

MANAGING DIRECTOR

yes

01/2026

Sep 4, 2026

SEAY, KEVIN, SCOTT

CHIEF COMPLIANCE OFFICER

yes

03/2020

Sep 4, 2026

SINGLETON, CHRISTOPHER, JEROME

CHIEF INVESTMENT OFFICER

yes

07/2007

Sep 4, 2026

WT ACQUISITION, LLC

Owner

yes

05/2017

Sep 4, 2026

HIGHTOWER HOLDING, LLC

Owner

yes

05/2017

Mar 26, 2018

Apr 26, 2024

THL HT SPV, L.P.

25-50% OWNER OF APPLICANT'S HOLDING COMPANY

yes

12/2020

Jan 2, 2021

Apr 26, 2024

BERG, DANIEL, JEREMY

DIRECTOR OF FINANCE

03/2019

Mar 25, 2019

Apr 26, 2024

BOYLE, JOHN, THOMAS

Principal

11/2019

Mar 18, 2022

Apr 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HIGHTOWER ADVISORS, LLC

n/a

Bd affiliated wealth

$199B

yes

n/a

GRANT TANI BARASH & ALTMAN, LLC

n/a

Independent wealth

$2.3B

yes

n/a

MADISON AVENUE FINANCIAL SOLUTIONS, LLC

n/a

Asset manager

$2.1B

yes

n/a

DELTA ASSET MANAGEMENT, LLC

n/a

Independent wealth

$1.5B

yes

n/a

HARVEY INVESTMENT COMPANY, LLC

n/a

Independent wealth

$1.0B

yes

n/a

WEALTHTRUST AXIOM, LLC

n/a

Independent wealth

$900M

yes

n/a

DUNCKER, STREETT & CO., LLC

n/a

Independent wealth

$707M

yes

n/a

THE RIKOON GROUP, LLC

n/a

Former SEC adviser

$72.2M

yes

n/a

HIGHTOWER SECURITIES, LLC

n/a

yes

n/a

HIGHTOWER TRUST COMPANY N.A.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$1.8B

n/a

2024

Mar 26, 2025

$1.6B

n/a

2023

Mar 27, 2024

$1.4B

n/a

2022

Mar 28, 2023

$1.3B

n/a

2021

Mar 18, 2022

$1.4B

n/a

2020

Mar 25, 2021

$1.2B

n/a

2019

Mar 16, 2020

$1.1B

n/a

2018

Mar 25, 2019

$884M

$838M

n/a

2017

Mar 26, 2018

$938M

$878M

n/a

2016

Mar 23, 2017

$836M

$783M

n/a

2015

Mar 16, 2016

$769M

$720M

n/a

2014

Mar 16, 2015

$784M

$731M

n/a

2013

Mar 25, 2014

$739M

$689M

n/a

2012

Mar 22, 2013

$588M

$538M

n/a

2011

Feb 17, 2012

$569M

$519M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.8B

$1.6B

12.1%

$1.3B

12.7%