DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ASPEN WEALTH STRATEGIES, LLC
ARVADA, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPEN WEALTH STRATEGIES, LLC | Independent wealth | Nov 5, 2020 | n/a | yes | ARVADA, CO | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 24, 2019 | Nov 2, 2020 | no | ARVADA, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | ASPEN WEALTH STRATEGIES, LLC | Nov 2, 2020 | Nov 5, 2020 | 3 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:307424:CO:2020-11-02 | Nov 2, 2020 | Nov 5, 2020 | ARVADA, CO | Firm change |