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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ASPEN WEALTH STRATEGIES, LLC

CRD 307424

ARVADA, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b113ca6-a9f9-d43b-902f-58873ddf9d24

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 0
Observed: Feb 19, 2020 to Feb 25, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $312MItem 5.F on the latest filing (2026-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $309M
Private client RAUM: $305MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $52.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 6
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 1,173
Individual clients: 248
High net worth clients: 115
Custody, client assets: $136M
SEC number: 801-119473
CRD: 307424
Filings on the tape: 20
First filed: Feb 19, 2020
Latest filed: Feb 25, 2026
Organised: Limited Liability Company, CO
Website: aspenwealthstrategies.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDY DON MCCLAFLIN	n/a	ARVADA, CO	5	23	2	no
AMBER KELLY ANDERSON	n/a	ARVADA, CO	5	18	1	no
CADE NATHANIEL HENGEL	n/a	ARVADA, CO	5	10	1	no
STEPHANIE C. MCELHENY	Certified Financial Planner	ARVADA, CO	5	18	5	no
KELLIE G BEIERS	n/a	ARVADA, CO	3	23	3	no
Blake Wilson	n/a	ARVADA, CO	2	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, AMBER, KELLY	CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER	Na	yes	02/2020	Feb 19, 2020	Aug 5, 2024
MCCLAFLIN, ANDY, DON	CHAIRMAN AND WEALTH ADVISOR	E	yes	02/2020	Feb 19, 2020	Aug 5, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boulder	Co	United States	1	no
Golden	Co	United States	1	no
Lakewood	Co	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$312M	$309M	7	6	3	n/a	n/a
2024	Mar 27, 2025	$280M	$273M	7	6	3	n/a	n/a
2023	Mar 7, 2024	$249M	$241M	7	5	3	n/a	n/a
2022	Mar 9, 2023	$226M	$223M	7	5	1	n/a	n/a
2021	Mar 10, 2022	$248M	$245M	9	7	1	n/a	n/a
2020	Jan 15, 2021	$184M	$173M	9	7	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$312M	$280M	11.6%	$226M	11.3%	7	7	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Nov 2, 2020	Nov 5, 2020	ARVADA, CO	Team lift out	Ibd to new firm	0.0%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	3	Sep 23, 2020	Sep 21, 2020	ARVADA, CO	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (9)

← Blake WilsonAdvisorregistration: current employment
Apr 24, 2024 to presentfactForm ADV
← KELLIE G BEIERSAdvisorregistration: current employment
Jul 25, 2023 to presentfactForm ADV
← STEPHANIE C. MCELHENYAdvisorregistration: previous registration
Mar 20, 2020 to Mar 31, 2020factForm ADV
← CADE NATHANIEL HENGELAdvisorregistration: current employment
Nov 5, 2020 to presentfactForm ADV
← ANDY DON MCCLAFLINAdvisorregistration: current employment
Sep 21, 2020 to presentfactForm ADV
← AMBER KELLY ANDERSONAdvisorregistration: current employment
Sep 21, 2020 to presentfactForm ADV
← RYAN MICHAEL BOWMANAdvisorregistration: previous registration
Sep 21, 2020 to May 18, 2023factForm ADV
← Forrest Michael MurphyAdvisorregistration: previous registration
Aug 3, 2021 to Apr 4, 2023factForm ADV
← John FairclothAdvisorregistration: previous registration
Jan 11, 2021 to Apr 16, 2021factForm ADV

Controls (2)

← MCCLAFLIN, ANDY, DONOwnerCHAIRMAN AND WEALTH ADVISOR, ownership code E, individual
Feb 19, 2020 to Aug 5, 2024factForm ADV
← ANDERSON, AMBER, KELLYOwnerCHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Feb 19, 2020 to Aug 5, 2024factForm ADV

Moved with (1)

← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser2 advisors, team lift out
Nov 2, 2020 to Nov 5, 2020factForm ADV

Dated events

Occurred
Jun 5, 2023
Control person left
Michael Ryan Bowman (Wealth Advisor And Chief Financial Officer) no longer on Schedule A of Aspen Wealth Strategies, Llc (listed 2023-03-09, absent 2023-06-05)
Form ADVobserved 4 days ago
Occurred
May 18, 2023
Advisor changed firm
Ryan Michael Bowman left Aspen Wealth Strategies, Llc for Terrace Wealth (registered 2025-06-11)
Form ADVobserved 4 days ago
Occurred
Apr 4, 2023
Advisor changed firm
Forrest Michael Murphy left Aspen Wealth Strategies, Llc for Invesco Advisers, Inc. (registered 2023-06-13)
Form ADVobserved 4 days ago
Occurred
Apr 16, 2021
Control person left
Patrick Joel Faircloth (Chief Investment Officer And Wealth Manager) no longer on Schedule A of Aspen Wealth Strategies, Llc (listed 2021-01-15, absent 2021-04-16)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2021
Control person joined
Patrick Joel Faircloth (Chief Investment Officer And Wealth Manager) appeared on Schedule A of Aspen Wealth Strategies, Llc
Form ADVobserved 4 days ago
Occurred
Aug 17, 2020
Control person left
Patrick Joel Faircloth (President Of Wealth Management) no longer on Schedule A of Aspen Wealth Strategies, Llc (listed 2020-02-19, absent 2020-08-17)
Form ADVobserved 4 days ago
Occurred
Feb 19, 2020
First Form ADV filing
Aspen Wealth Strategies, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8b113ca6-a9f9-d43b-902f-58873ddf9d24
First observed: Feb 19, 2020
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASPEN WEALTH STRATEGIES, LLC

CRD 307424

ARVADA, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8b113ca6-a9f9-d43b-902f-58873ddf9d24

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDY DON MCCLAFLIN

n/a

ARVADA, CO

AMBER KELLY ANDERSON

n/a

ARVADA, CO

CADE NATHANIEL HENGEL

n/a

ARVADA, CO

STEPHANIE C. MCELHENY

Certified Financial Planner

ARVADA, CO

KELLIE G BEIERS

n/a

ARVADA, CO

Blake Wilson

n/a

ARVADA, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, AMBER, KELLY

CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER

yes

02/2020

Feb 19, 2020

Aug 5, 2024

MCCLAFLIN, ANDY, DON

CHAIRMAN AND WEALTH ADVISOR

yes

02/2020

Feb 19, 2020

Aug 5, 2024

City

State

Country

Employees

Also broker-dealer

Boulder

United States

Golden

United States

Lakewood

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$312M

$309M

n/a

2024

Mar 27, 2025

$280M

$273M

n/a

2023

Mar 7, 2024

$249M

$241M

n/a

2022

Mar 9, 2023

$226M

$223M

n/a

2021

Mar 10, 2022

$248M

$245M

n/a

2020

Jan 15, 2021

$184M

$173M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$312M

$280M

11.6%

$226M

11.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nov 2, 2020

Nov 5, 2020

ARVADA, CO

Team lift out

Ibd to new firm

0.0%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 23, 2020

Sep 21, 2020

ARVADA, CO

Team lift out

Ibd to new firm

0.1%